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10 UTILITIES (2) TITLE 10 5-37 WATER AND SEWER Chapters: 10.04 Water and Sewer Commission 10.08 Sewer Regulations 10:12 Water and Sewer Rates 10.16 Water and Sewer Taps 1.0.20 Conservation and Rationing 10.24 Cross Connection 10.28 Utility Assistance Program 10.30 Identity Theft Prevention Program CHAPTER 10.04 WATER AND SEWER COMMISSION Sections: 10.04.01 Created 10.04.02 Powers 10.04.03 Membership 10.04.01 Created That there is created within said city a Waterworks and Sewer Commission under and by the authority of Section 19-4260, 19-4261 and 19-4262, 1963 Cumulative Pocket supplement to volume 2B Arkansas Statutes 1956 Replacement. (Ord. No. 65-9, Sec. 1.) 10.04.02 Powers That the Waterworks and Sewer Commission so created shall retain all powers now granted to the Waterworks Commission of said city and in addition thereto shall have all powers granted to sewer committees under Section 41-2 and 19-4103, Arkansas Statutes 1947, 1956 Replacement, and all powers granted to sanitary boards by Section 19-4115, Arkansas Statutes 1947, 1956 Replacement, except however, the presently existing sewer committee,known as the Board of Directors of Municipal Improvements, and which was created by the provisions of Section 13, Ordinance No. 4-1963, shall continue to oversee and direct all work to be done and paid for by the proceeds of the bonds and grants and handle all proceeds from the sale of bonds and oversee the contracts for the water and sewer work under the bond issue and grants referred to in said ordinance and at which time the duties of said committee, or Board of Directors of Municipal Improvements shall cease and said committee or Board shall not be responsible for the operation and maintenance of said system and the Waterworks and Sewer Commission herein and hereby created shall be responsible for the operation, maintenance, improvement, equipment and custody thereof from the effective date hereof. (Ord.No. 65-9, Sec. 2.) 136 5-21 10.04.03 Membership The presently existing Waterworks Commission consisting of the present three (3)members shall continue in office for their present terms and two (2) additional members will be duly elected by a majority vote of the City Council for terms of four(4)years each; provided that thereafter and upon expiration of their respective terms,their successors shall be appointed by the remaining commissioners, subject to approval of the City Council as presently provided by law for succession of the presently existing Waterworks Commission. (Ord.No. 65-9, Sec. 3.) CHAPTER 10.08 SEWER REGULATIONS Sections: 10.08.01 Definitions 10.08.02 Regulations 10.08.03 Monitoring fees 10.08.04 Parameters for the establishment of sewer use fees 10.08.05 Administration 10.08.06 Enforcement 10.08.07 Penalties 10.08.08 Records retention 10.08.09 Application of definitions 10.08.10 Purpose 10.08.11 Administrative penalties 10.08.12 Surcharges 10.08.13 Samples 10.08.14 Waiver 10.08.01 Definitions The following abbreviations shall have the designated meanings. ADEQ—Arkansas Department of Environmental Quality AO-Administrative Order BOD Biochemical Oxygen Demand BMP—Best Management Practice BMR—Baseline Monitoring Report CFR -Code of Federal Regulations CIU—Categorical Industrial User COD- Chemical Oxygen Demand CBOD—Carbonaceous Biochemical Oxygen Demand EPA —Environmental Protection Agency gpd- Gallons per day I-Liter 137 mg/1-Milligrams per liter S-21 NPDES-National Pollutant Discharge Elimination System NSCIU—Non-significant Categorical Industrial User O &M- Operation&Maintenance POTW-Publicly Owned Treatment Works RCRA -Resource Conservation and Recovery Act SIC- Standard Industrial Classifications SIU—Significant Industrial User SNC—Significant Non-compliance SWDA - Solid Waste Disposal Act(42 U.S.C. 6901, et seq) TSS-Total Suspended Solids U.S.C. -United States Code U.S.C. —United States Code USEPA -United States Environmental Protection Agency Act The Federal Water Pollution Control Act, also known as the Clean Water Act, as amended, 33 U.S.C. 1251 et seq. Administrative order Enforcement document issued by the Director which directs industrial user(s)to undertake or cease specified activities. Approval authority Director of the Arkansas Department of Environmental Quality (ADEQ). Authorized representative or duly authorized representative of the user A. If the industrial user is a corporation: 1. The president, secretary,treasurer, or a vice-president of the corporation in charge of a principal business function, or any other person who performs similar policy or decision-malting functions for the corporation; or 2. The manager of one or more manufacturing,production, or operation facilities,provided the manager is authorized to make management decision which govern the operation of the regulated facility including having the explicit or implicit duty of making major capital investment recommendations, and initiate and direct other comprehensive measures to assure long-term environmental compliance with environmental laws, and regulations; can ensure that the necessary systems are established or actions taken to gather complete and accurate information for control mechanism requirements; and where authority to sign documents has been assigned or delegated to the manager in accordance with corporate procedures. 138 s-21 B. If the industrial user is a partnership, or sole proprietorship; a general partner or proprietor,respectively; C. If the industrial user is a federal, state or local government facility; a director or highest official appointed or designated to oversee the operation and performance of the activities of the government facility, or their designee; D. The individuals described in paragraphs A-C above may designate another authorized representative if the authorization is in writing,the authorization specifies the individual or the position responsible for the overall operation of the facility from which the discharge originates or having overall responsibility for environmental matters for the company, and the written authorization is submitted to the City. Best Management Practice Best Management Practices or BMPs means schedules of activities,prohibitions of practices,maintenance procedures, and other management practices to implement the prohibitions listed in 10.08.02.1(1.1) [40 CFR 403.5(a)(1) and(b)]. BMPs also include treatment requirements, operating procedures, and practices to control plant site runoff, spillage or leaks, sludge or waste disposal, or drainage from raw materials storage. BOD5 Biochemical Oxygen Demand means the quantity of oxygen utilized in the biochemical oxidation of organic matter under standard laboratory procedures in five(5) days at 20 C, expressed in terms of weight and concentration(milligrams per liter). CBOD5 Carbonaceous Biochemical Oxygen Demand means the quantity of oxygen utilized in the biochemical oxidation of organic matter,with the addition of nitrification inhibitor,under standard laboratory procedures in five (5) days at 200 C,usually expressed as a concentration(milligrams per liter). Categorical Pretreatment Standard or Categorical Standard Any regulation containing pollutant discharge limits promulgated by the U.S.EPA in accordance with Sections 307(b) and(c) of the ACT(33 U.S.C. 1317)which apply to a specific category of industrial users and which appear in 40 CFR Chapter I, Subchapter N,Parts 405-471. Categorical Industrial User An industrial user subject to a Categorical Pretreatment Standard or Categorical Standard. City The city of Van Buren, Arkansas. Color The optical density at the visual wave length of maximum absorption,relative to distilled water. One hundred percent(100%)transmittance is equivalent to zero (0.0) optical density. 139 {� Consent order An agreement between the Commission and an industrial user 1 containing: A. Compliance schedule(s) B. Stipulated fines or remedial actions; and C. Signatures of the Commission and industry representatives. Cooling water The water discharged from any use such as air conditioning, cooling or refrigeration during which the only pollutant added to the water is heat. Commission The Van Buren Municipal Utilities Commission which shall be the administrative representative of the city relative to this ordinance. Composite sample The sample resulting from the combination of individual wastewater samples taken at selected intervals based on increment of either flow or time. Control authority The city. Conventional Such pollutants as BOD5 suspended solids,pH,fecal coliform bacteria, and other such pollutants as are now or may be in the future specified and controlled in this city's NPDES permit for its waste treatment works for which said works have been designed and used to remove such pollutants. Department means the Van Buren Municipal Utilities. Director The director of the Van Buren Municipal Utilities, or authorized representative, operating under the immediate direction of the Van Buren Municipal Utilities Commission. Environmental Protection Agency The U.S.Environmental Protection Agency of EPA. Existing source Any source of discharge that is not a"new source." Grab sample A sample which is taken from waste stream on a one time basis without regard to the flow in the waste stream and over a period of time not to exceed fifteen(15) minutes. Indirect discharge The introduction of pollutants into the POTW from any non- domestic source. Industrial user or user A source of indirect discharge. ' 140 5-21 Interference A discharge which alone or in conjunction with a discharge or discharges from other sources: inhibits or disrupts the POTW,its treatment processes or operations or its sludge processes,use or disposal; and therefore is a cause of a violation of the City's NPDES permit or of the prevention of sewage sludge use or disposal in compliance with any of the following statutory/regulatory provisions or permits issued thereunder or more stringent state or local regulations: Section 405 of the Clean Water Act;the Solid Waste Disposal Act(SWDA), including Title H commonly referred to as the Resource Conservation and Recovery Act (RCRA); any state regulations contained in any state sludge management plan prepared pursuant to Subtitle D of the SWDA;the Clean Air Act;the Toxic Substances Control Act; and the Marine Protection,Research and Sanctuaries Act. Local limits The effluent limitations developed for industrial users by the Director to specifically protect the Publicly Owned Treatment Works (POTW)from interference and pass through based on site-specific design and disposal limits and conditions of the POTW. Local limits are developed to assure that IU discharges to POTWs do not cause the POTW to violate its permit limits,upset the POTW's biological, chemical or physical treatment processes,prevent the disposal of biosolids (sludge), impact worker health and safety or harm the collection system- infrastructure. May is permissive or discretionary. Medical wastes Isolation wastes,infectious agents,human blood and blood byproducts, pathological wastes, sharps,body parts, contaminated bedding, surgical wastes,potentially contaminated laboratory wastes, dialysis wastes and any pharmaceutical medications, prescription or"over the counter,"used or expired. NPDES National Pollutant Discharge Elimination System permits program as administered by the U.S. EPA or the ADEQ. National Pretreatment Standard,Pretreatment Standard, or Standard Any regulation containing pollutant discharge limits promulgated by the United States Environmental Protection Agency(USEPA)in accordance with section 307(b) &(c) of the Act,which applies to Industrial Users. This term includes prohibitive discharge limits established pursuant to 403.5. New source A. Any building, structure, facility or installation from which there is or may be a discharge of pollutants,the construction of which commenced after the publication of proposed pretreatment standards under Section 307(c) of the Act which will be applicable to such source if such standards are thereafter promulgated in accordance with that section,provided that: 141 O 5-21 1. The building,structure, facility or installation is constructed at a site at which no other source is located; or 2. The building, structure,facility or installation totally replaces the process or production equipment that causes the discharge of pollutants at an existing source; or 3. The production or wastewater generation processes of the building, structure, facility or installation are substantially independent of an existing source at the same site. In determining whether these are substantially independent,factors such as the extent to which the new facility is integrated with the existing plant,and the extent to which the new facility is engaged in the same general style of activity as the existing source, shall be considered. B. Construction on a site at which an existing source is located results in a modification rather than a new source if the construction does not create new building, structure, facility or installation meeting the criteria of Section(1)(B) or (C) above but otherwise alters,replaces, or adds to existing process or production equipment. C. Construction of a new source as defined under this paragraph has commenced if the owner or operator has: 1. Begun, or caused to begin as part of a continuous onsite construction program. (i) Any placement, assembly, or installation of facilities or equipment, or (ii) Significant site preparation work including clearing, excavation, or removal of existing buildings, structures, or facilities which.is necessary for the placement, assembly, or installation of new source facilities or equipment; or 2. Entered into a binding contractual obligation for the purchase of facilities or equipment which are intended to be used in its operation within a reasonable time. Options to purchase or contracts which can be terminated or modified without substantial loss, and contracts for feasibility, engineering,and design studies do not constitute a contractual obligation under this paragraph. O and M Operation and Maintenance. ('"� 142 s-21 Other waste Decayed wood, sawdust, shavings,bark,lime,refuse, ashes, garbage, offal, j oil,tar, chemicals and all other substances except sewage and industrial wastes. Pass through A discharge which exits the POTW into waters of the state in quantities or concentrations which, alone or in conjunction with a discharge or discharges from other sources, is a cause or violation of any requirement of the City's NPDES permit including an increase in the magnitude or duration of a violation. pH A measure of the acidity or alkalinity of a solution, expressed in standard units. Pollutant Any dredged spoil, solid waste, incinerator residue, filter backwash, sewage, garbage, sewage sludge,munitions,medical wastes, chemical wastes,industrial wastes, biological materials,radioactive materials,heat,wrecked or discharged equipment,rock, sand, cellar dirt,municipal, agricultural and industrial wastes, and certain characteristics of the wastewater [e.g.,pH, temperature, TSS,turbidity, color,BOD5, COD,toxicity, odor]. POTW Any sewage treatment works and the sewers and conveyance appurtenances discharging thereto, owned and operated by the city of Van Buren,Arkansas. Pretreatment The reduction of the amount of pollutants,the elimination of pollutants, or the alteration of the nature of pollutant properties in wastewater prior to or in lieu of o introducing such pollutants into the POTW. This reduction or alteration can be obtained by physical, chemical or biological processes, by process changes, or by other means, except by diluting the concentration of pollutants unless allowed by an applicable pretreatment standard. Pretreatment requirements Any substantive or procedural requirement related to pretreatment imposed on a user, other than a pretreatment standard. Pretreatment standards or standards Pretreatment standards shall mean prohibited discharge standards, categorical pretreatment standards, and local limits. Prohibited discharges Absolute prohibitions against the discharge of certain substances; these prohibitions appear in Section 10.08.02(l.) of this ordinance. Sewage Water-carried human wastes or a combination of water-carried wastes from residences,business buildings, institutions and industrial establishments,together with such ground, surface, storm or other waters as may be present. Sewer Any pipe, conduit, ditch or other device used to collect and transport sewage or storm water from the generating source. Shall is mandatory. 143 (� 5-21 SIC Code Standard Industrial Classification Code; a classification pursuant to the Standard Industrial Classification Manual issued by the U.S. Office of Management and Budget. Significant Industrial Discharger A. All industrial users subject to Categorical Pretreatment Standards under 40 CFR Chapter I, Subchapter N; B. A user that 1. Discharges an average of 25,000 gallons per day or more of process wastewater to the POTW(excluding sanitary,non-contact cooling and boiler blowdown wastewater); 2. Contributes a process wastestream which makes up 5 percent or more of the average dry weather hydraulic or organic capacity of the POTW treatment plant; 3. Is designated as such by the city on the basis that it has a reasonable potential for adversely affecting the POTW's operation or for violating any Opretreatment standard or requirement. 4. The city may determine that an industrial user subject to categorical pretreatment standards is a non-significant categorical user rather than a significant industrial user on a finding the industrial user never discharges more than 100 gallons per day(gpd) of total categorical wastewater (excluding sanitary,non-contact cooling and boiler blow down wastewater,unless specifically included in the pretreatment standard and the following conditions are met: a. The industrial user,prior to city's fording,has consistently complied with all applicable categorical pretreatment standards and requirements; b. The industrial user annually submits the certification statement required in 40 CFR 403.12(q),together with any additional information necessary to support the certification statement; and C. The industrial user never discharges any untreated concentrated wastewater. 144 i �l 5-21 0 5. Upon finding that a user meeting the criteria in subsection(2) of this part has no reasonable potential for adversely affecting the POTW's operation or for violating any pretreatment standard or requirement,the city may at any time, on its own initiative or in response to a petition received from a user, and in accordance with procedures in 40 CFR 403.8(f)(6), determine that such user should not be considered a significant industrial user. Slugload Any discharge at a flow rate or concentration which could cause a violation of the prohibited discharge standards in Section 10.08.02(1) of this ordinance. A slug discharge is any discharge of a non-routine, episodic nature, including but not limited to, an accidental spill or a non-customary batch discharge,which has reasonable potential to cause interference or pass through, or in any other way violate the POTW's regulations,local limits or permit conditions. Total suspended solids The total suspended matter that floats on the surface of, or is suspended in water,wastewater or other liquid which is removable by laboratory filtering. Priority pollutants One of 126 pollutants, or combination of those pollutants, listed as toxic in regulations promulgated by the USEPA in 40 CFR Part 423. Treatment plant effluent Any discharge of pollutants from the POTW into waters of the state. Upset An exceptional incident in which a user unintentionally and temporarily is in a state of noncompliance with the standards set forth in this ordinance due to factors beyond the reasonable control of the user, and excluding noncompliance to the extent caused by operational error,improperly designed treatment facilities, lack of preventive maintenance, or careless or improper operation thereof. Wastewater Liquid and water-carried industrial wastes, and sewage from residential dwellings, commercial buildings, industrial and manufacturing facilities, and institutions, whether treated or untreated,which are contributed to the POTW. (Ord.No. 2009-26, Sec. 1.) 10.08.02 Regulations General prohibitions No user shall introduce or cause to be introduced into the POTW any pollutant or wastewater which causes pass through or interference. These general prohibitions apply to all users of the POTW whether or not they are subject to categorical pretreatment standards or any other national, state, or local pretreatment standards or requirements. (See. 1.1) Specific prohibitions No user shall introduce or cause to be introduced into the POTW the following pollutants, substances, or wastewater: 145 O 5-21 A. Any liquids, solids, or gases which by reason of their nature or quantity are, or may be, sufficient, either alone or by interaction,to cause fire or explosion, including any waste stream with a closed-cup flash point of less than 1400 F (600 C)using the test methods specified in 40 CFR 261.21., or be injurious in any other way to the operation of the POTW. B. Solid or viscous substances which will or may cause obstruction to the flow in a sewer or other interference with the operation of the wastewater system. C. Any wastewater having a pH less than 5.0 or higher than 11 or having any other corrosive property capable of causing damage or hazard to structures, equipment or personnel of the system. D. Any wastewater containing toxic pollutants in sufficient quantity, either singly or by interaction,to injure any wastewater treatment process,to constitute a hazard to humans or animals, or to exceed the limitation set forth in Categorical Pretreatment Standards. E. Any noxious or malodorous liquids, gases, or solids which either singly or by interaction are capable of creating a public nuisance or hazard to life or are sufficient to prevent entry into the sewers for their maintenance and repair. F. Any substance which may cause the POTW's effluent or treatment residues, sludges, or scums,to be unsuitable for reclamation and reuse or to interfere with the reclamation process. In no case, shall a substance discharged to the POTW cause the POTW to be in noncompliance with sludge use or disposal criteria, guidelines or regulations developed under Section 405 of the Act, any criteria, guidelines or regulations affecting sludge use or disposal developed pursuant to the Solid Waste Disposal Act,the Clean Air Act,the Toxic Substances Control Act, or state standards applicable to the sludge management method being used. G. Any substance which will cause the POTW to violate its NPDES and/or other Disposal System Permits. H. Any substance with objectionable color not removed in the treatment process, such as,but not limited to, dye wastes and vegetable tanning solutions. I. Any wastewater having a temperature which will inhibit biological activity in the POTW treatment plant resulting in interference; but in no case,wastewater with a temperature at the introduction into the POTW which.exceeds 40' C (104'F). } 146 S-21 0 I Any slugload,which shall mean any pollutant, including oxygen demanding pollutants (BOD, etc.),released in a single extraordinary discharge episode of such volume or strength as to cause interference to the POTW. K. Any unpolluted water including,but not limited to non--contact cooling water, unless it is in limited amounts that will not affect POTW efficiency and approved by the Commission. L. Any wastewater containing any radioactive wastes or isotopes of such half-life or concentration as to exceed limits established by the Commission or Director in compliance with applicable state or federal regulations. M. Any wastewater which causes a hazard to human life or creates a public nuisance. N. Any water or wastewater containing fats,wax, grease or oils,whether emulsified or not,in excess of 100 mg/1 or containing any substances which may solidify or become viscous at temperatures between 00 C (320 F) and 65 degrees C (1500 F). O. Petroleum oil,non-biodegradable cutting oil, or products of mineral oil origin in amounts that will cause interference or pass through. P. Pollutants which result in the pressure of toxic gases, vapors or fumes within the POTW in a quantity that may cause acute worker health and safety problems. Q. Hauled waste water 1. Septic tank waste may be introduced into the POTW only at locations designated by the Director, and at such times as are established by the Director. Such waste shall not violate 10.08.02 established by the Director. 2. The Director shall require haulers of industrial waste to obtain wastewater discharge permits. The Director may require generators of hauled industrial waste to obtain wastewater discharge permits. The Director also may prohibit the disposal of hauled industrial waste. The Director may require septic tank waste haulers to obtain wastewater discharge permits. 3. Industrial waste haulers may discharge loads only at locations designated by the Director.No load may be discharged without prior consent of the Director. The Director may collect samples of each hauled load to ensure compliance with applicable standards. The Director may require the industrial waste hauler to provide a waste analysis on any load prior to discharge. 147 O O 5-21 4. Industrial waste haulers must provide a waste-tracking form for every load. This form shall include, at a minimum,the name and address of the industrial waste hauler,permit number,truck identification,names and addresses of sources of waste, and volume and characteristics of waste. The form shall identify the type of industry,known or suspected waste constituents and whether any wastes are RCRA hazardous wastes. (1.2) Limitations on Wastewater Strength A. National Categorical Pretreatment Standards National categorical pretreatment .standards as promulgated by the U.S. Environmental protection Agency(EPA) pursuant to the Act shall be met by all discharges of the regulated industrial categories.An application for modification of the national categorical pretreatment standards may be considered for submittal to the approval authority by the City,when the City's wastewater treatment system achieves consistent removal of the pollutants as defined by 40 CFR Sect. 403.7. (Sec. 2.1) B. State requirements State requirements and limitation on discharges to the POTW shall be met by all users which are subject to such standards in any instance in which they are more stringent than federal requirements and limitations or those in this or any other applicable ordinance. (Sec. 2.1) C. Right of revision The city reserves the right to amend this ordinance to provide for more stringent limitations or requirements on discharges to the POTW where deemed necessary to comply with the objectives set forth in the preamble of this ordinance. (Sec. 2.3) D. Dilution No user shall increase the use of potable or process water in any way, nor mix separate waste streams for the purpose of diluting a discharge as a partial or complete substitute for adequate treatment to achieve compliance with the standards set forth in this ordinance. (Sec. 2.4) E. Supplementary limitations (local limits) To protect against pass through and interference,no industrial user may discharge or cause to be discharged into the POTW any wastewater pollutant concentration exceeding the Technically Based Local Limits (TBLLS) developed from time to time by the Director as required by the respective POTW NPDES permit, as authorized by 40 CFR 403.5(c), and approved by the approval authority. Technically Based Local Limits (TBLLS) based on calculated maximum allowable industrial loadings are located in the city's pretreatment program, section titled"Allowable Loadings." At the discretion of the Director,TBLLs may be imposed and shall apply at-the 148 5-21 O "monitoring point" described in the individual industrial wastewater discharge permits. All concentration limits for metals shall be in terms of"total"metals unless otherwise indicated. At the discretion of the Director,mass limitations may be imposed in addition to or in place of concentration based TBLLs. The Director may also develop BMPs in individual wastewater discharge permits,to implement specific pollutant limitations. Such BMPs shall be considered local limits and pretreatment standards. When new local limits are implemented or revised,the Director will provide individual notice to parties who have requested such notice and an opportunity to respond,'as set forth by 40 CFR 403.5(c) (3). This requirement of notice also applies when local limits are set on a case-by-case basis. (Sec.2.5) F. Wastewater operator licensing All facilities with wastewater treatment facilities: Wastewater operators licensed by the state of Arkansas Department of Environmental Quality (ADEQ) shall be employed for the sole purpose of ensuring effluent quality discharged to the city's municipal sewer system. The degree of licensure required shall be determined by the Director,under the direction of the Commission,based upon the type of facility and the amount of wastewater being discharged into the system. (Sec. 2.6) G. Accidental discharges Each user shall provide protection from accidental discharge of prohibited or regulated materials or substances regulated by this ordinance. Where deemed to be necessary by the department,facilities to prevent accidental discharge or prohibited materials shall be provided and maintained at the user's own cost and expense. Detailed plans showing facilities and operating procedures to provide this protection shall be submitted to the department for review, and shall be approved by the Director before construction of the facility. The plan shall also require: 1. Description of discharge practices, including non-routine batch discharge; 2. Description of stored chemicals; 3. Procedures for immediately notifying the department of slug discharges including general discharge prohibitions, 10.08.02(1)(1.1) of this ordinance with procedures for follow-up written notification within five (5) days. 4. Procedures to prevent adverse impact from any accidental spills or slug discharge. Such procedures include,but are not limited to, inspection and maintenance of storage areas, handling and transfer of materials,loading and unloading operations, control of plant site runoff,worker training, building of containment structures or equipment,measures for containing toxic organic pollutants, including solvents, and/or measures and equipment for emergency response. 149 5-21 No new user who proposes to discharge to the POTW after the effective date of this ordnance shall be permitted to introduce pollutants into the system until accidental discharge protection procedures have been approved by the Director. Review and approval of such plans and operating procedures by the Director shall not relieve the user from the responsibility to modify its facility as necessary to meet the requirements of this ordinance. Users shall notify the department immediately upon the occurrence of a"slug load," or accidental discharge of substances prohibited by this ordinance. This notification shall include location of discharge, date and time thereof,type of waste, concentration and volume, and corrective actions. Any user who discharges a slug load of prohibited materials shall be liable for any expense, loss or damage to the POTW,in addition to the amount of any fines, civil penalties, or other liability which may be imposed by this article or other applicable law. Significant industrial users are required to notify the Director immediately of any changes at its facility affecting the potential for a slug discharge. Signs shall be permanently posted in conspicuous places on user's premises, advising employees whom to call in the event of a slug or accidental discharge. Employers shall instruct all employees who may cause or discover such a discharge with respect to emergency notification procedure. Emergency notification contacts and procedures shall be specified within the user's permit. (Ord.No. 2009-26, Sec. 2.) 10.08.03 Monitoring fees Purpose It is the purpose of this section to provide for the payment of fees from users to the City's wastewater disposal system,to compensate the department for the cost of administration of the pretreatment program established herein. (Sec. 1) Charges and Fees The Commission shall adopt charges and fees which may include: A. Fees for monitoring, inspections and surveillance B. Fees for permit applications 1. Industrial user permit 2. IU renewal permit application 3. Categorical Industrial Permit 4. CIU renewal permit C. Fees for filing appeals D. Fees for reviewing accidental-discharge procedures and construction I50 5-21 Review of Fee Structure The fee structure included in Section 10.08.03(2) shall be computed annually by the Commission during the month of December and shall be corrected to represent the actual costs described by Section 10.08.03(1) and such shall determine the fee structure for the following 12 month period. (Ord.No. 2009-26, Sec. 3.) 10.08.04 Parameters for the establishment of sewer use fees Purpose Sewer services shall not be provided to any industrial user at a rate which is less than the cost to the department for providing such service, including the installation, operation and maintenance of facilities required to provide the service. Rates for sewer service shall be that as provided by ordinance. Billing of sewer use rates for wastewater whose parameters exceed local limits established by the Director shall not constitute approval of such non-complying discharge and shall not preclude enforcement action by the department. (Ord.No. 2009-26, Sec. 4.) 10.08.05 Administration Except as otherwise provided herein,the Director shall administer, implement, and enforce the provisions of this ordinance.Any powers granted to, or duties imposed upon the Director may be delegated by the Director to other department personnel. Wastewater Discharge It shall be unlawful to discharge sewage, industrial wastes or O other wastes without authorization by the Director to any sewer within the jurisdiction of the city and/or to the city's treatment work(s). Industrial users of the public sewer system shall be surveyed at time intervals of 3 years or less to determine the significance of the user's discharge and whether such is to be construed to be a significant industrial discharger. (Sec. 1.) Individual Wastewater Discharge Permits General and individual wastewater discharge permit requirement All significant industrial users connecting to or proposing to connect to the POTW shall obtain a Wastewater Discharging Permit before connecting to or discharging to the POTW. The Director may deny the issuance of a permit or issue a conditional permit to any significant industrial user if such discharge represents new or increased amounts of pollutants which will cause inhibition of POTW processes,pass-through of contamination, or contamination of sewage sludges to inhibit its normal disposal.Users determined by the Department not to be a significant Industrial User shall not be required to obtain a permit to discharge. (Sec. 2.1) Permit application Significant industrial users shall complete and file with the department, a permit application in the form prescribed by the Director, and accompanied by the appropriate fee. Permit applications shall be signed by an authorized representative of the industrial user. Proposed new users shall apply at least 60 days prior to connecting to the POTW. No discharge permit shall be issued unless and until the following conditions have been met: 151 O s-21 A. Disclosure of name,mailing address and physical location of the user; B. Disclosure of Standard Industrial Classification(SIC)number; C. Disclosure of wastewater constituents and characteristics.Analyses may be chemical and/or biological,perforined in accordance with procedures established by the U.S. EPA and contained in 40 CFR,Part 136, as amended; D. Disclosure of time and duration of discharges; E. Disclosure of average daily and instantaneous peak wastewater flow rates, in gallons per day, including known or anticipated daily;monthly and seasonal variations,if any; F. Disclosure of site plans, floor plans,mechanical and plumbing plans and details to show all sewers, sewer connections, inspection manholes, sampling chambers and appurtenances by size,location and elevation(referenced to mean sea level or other reproducible bench mark); G. General description of activities,facilities and plant processes on the premises including all materials which are or may be discharged to the sewers or treatment works of the City; H. Disclosure of the nature and the concentration on any pollutants or materials in the discharge. I. `Disclosure of each product provided by type, amount,process or processes, and rate of production; J. Disclosure of the type of raw materials utilized; K. All permit applications for new or modified permits shall be signed by an agent of the user authorized to make such applications and by a professional engineer licensed to practice in the state of Arkansas, and all renewal applications for existing permits shall be signed by an agent of the user authorized to make such applications; L. All sewers shall have an inspection and sampling manhole or structure with an opening of no less than 24 inches diameter and an internal diameter of no less than 36 inches containing flow measuring,recording and sampling equipment as required by the Director in the'discharger's permit to assure compliance with this ordinance. 152 5-21 The Director will evaluate the complete application and data furnished by the user and may require additional information. Within 60 days after acceptance of the data furnished,the Director may issue a Wastewater Discharge Permit subject to terms and conditions provided herein. (Sec. 2.2) Permit modifications The department reserves the fight to amend any Wastewater Discharge Permit issued hereunder in order to assure compliance by the department with applicable laws and regulations. Within 9 months of the promulgation of a National Categorical Pretreatment Standard,the Wastewater Discharge Permit of each user subject to such standards shall be revised to require compliance with such standards within the time frame prescribed by such standards.All National Categorical Pretreatment Standard adopted after the promulgation of this ordinance shall be adopted by the City as part of this ordinance. Where a user, subject to a National Categorical Pretreatment Standard,has not previously submitted an application for a Wastewater Discharge Permit as required by Section 10.08.05(2.2),the user shall apply for a Wastewater Discharge Permit from the department within 180 days after the promulgation of the Applicable National Categorical Pretreatment Standard by the U.S.EPA. In addition,the user with an existing Wastewater Discharge Permit shall submit to the Director within 180 days after the promulgation of an applicable National Categorical Pretreatment Standard,the information required by paragraphs (IT) and(I) of Section 10.08.05(2.2). The user shall be informed of any proposed changes in his permit at least 30 days prior to the effective date of change. Any changes or new conditions in the permit shall include a reasonable time schedule for compliance. (Sec. 2.3) Permit conditions Wastewater Discharge Permits shall specify no less than the following: A. Fees and charges to be paid upon initial permit issuance; B. Limits on the wastewater constituents and characteristics regulated thereby; C. Limits on rate and time of discharge and/or requirements for flow regulations and equalization; D. Requirements for installation and maintenance of inspection and sampling E. Special conditions as the Director may reasonably require under particular circumstances of a given discharge including sampling locations, frequency of sampling,number,types and standards for rest and reporting schedule; F. Compliance schedules; 153 S-21 G. Requirements for submission of special technical reports or discharge reports where same differ from those prescribed by this ordinance. (Sec. 2.4) Permits duration All Wastewater Discharge Permits shall be issued for a period of three years, subject to amendment or revocation as provided in this ordinance. Under extraordinary circumstances, a permit may be issued for a stated period or may be stated to expire on a specific date. Users shall be responsible for reapplying at least 90 days prior to the expiration of their permit. (Sec. 2.5) Limitations on permit transfer Wastewater Discharge Permits are issued to a specific user for a specific operation and are not assignable to another user without written permission of the Director nor are the wastewater permits transferable to another location. (Sec. 2.6) Contents of permit Permit forms shall include but not be limited to the following information: A. Statement of duration; B. Statement of non-assignability or non-transferability without prior written permission of the Commission; C. Effluent limits,including Best Management Practices,based on applicable general pretreatment standards, categorical pretreatment standards, local limits and state and local laws; D. Self monitoring, sampling,reporting,notification and record keeping requirements, including an identification of the pollutants to be monitored, sampling location, sampling frequency, and sample type; E. Statement of applicable administrative, civil and criminal penalties for violations; F. Statement regarding appeal procedure; G. Statement regarding permit modification; H. Statement regarding revocation of permit; I. Statement regarding reissuance of permit. I Requirement to control slug discharge, if determined by the Director to be necessary. (See. 2.7) 154 s-21 General permits A. At the discretion of the Director,the Director may user general permits to control SIU discharges to the POTW if the following conditions are met. All facilities to be covered by a general permit must: 1. Involve the same or substantially similar types of operations; 2. Discharge the same types of wastes; 3. Require the same effluent limitations; 4. Require the same or similar monitoring; and 5. In the opinion of the Director, are more appropriately controlled under a general permit than under individual control mechanisms. B. To be covered by the general permit,the SILT must file a written request for coverage that identifies its contact information,production processes,the types of wastes generated,the location for monitoring all wastes covered by the general permit, any requests in accordance with Section 3.2 for a monitoring waiver for a pollutant neither present nor expected to be present in the discharge, and any other information the POTW deem appropriate. A monitoring waiver for a pollutant neither present nor expected to be present in the discharge is not effective in the general permit until after the Director has provided written notice to the SILT that such a waiver-request has been granted in accordance with Section 3.2. C. The Director must retain a copy of the general permit, documentation to support the POTW's determination that a specific SIU meets the criteria in 10.08.05(2.8)A(1)to (5); (40 CFR 403.8(f)(1)(iii)(A)(1) and applicable state regulations, and copy of the user's written request for coverage for 3 years after the expiration of the general control mechanism. D.• The Director may not control an SIU through a general permit where the facility is subject to production-based categorical pretreatment standards or categorical pretreatment standards expressed as mass of pollutant discharged per day or for Ns whose limits are based on the combined waste stream formula(Section 2.2C (40 CFR 403.6(e)) or net/gross calculations (Section 2.2D (40 CFE 403.15)). (Sec. 2.8) Reporting requirements Baseline monitoring report A. Within either one hundred eighty(180) days after the effective date of a categorical pretreatment standard, or the final administrative decision on a 155 S-21 category determination under 40 CFR 402.6(a)(4),whichever is later, existing categorical users currently discharging to or scheduled to discharge to the POTW shall submit to the Director a report which contains the information listed in paragraph B below. At least ninety(90) days prior to commencement of their discharge,new sources, and sources that become categorical users subsequent to the promulgation of an applicable categorical standard, shall submit to the Director a report which contains the information listed in paragraph(B),below. A new source shall report the method of pretreatment it intends to use to meet applicable categorical standards. A new source also shall give estimates of its anticipated flow and quantity of pollutants to be discharged. B. Users described above shall submit the information set forth below: 1. All information required in 10.08.05 (2.2) (ref. 40 CFR 403.12(b)(1)—(7) 2. Measurement of pollutants a. The user shall provide the information required in 10.08.05(3.2) (B)• b. The user shall take a minimum of one representative sample to compile that data necessary to comply with the requirements of this paragraph. C. Samples should be taken immediately downstream from pretreatment facilities is such exist or immediately downstream from the regulated process if no pretreatment exists. If other wastewaters are mixed with the regulated wastewater prior to pretreatment the user should measure the flows and concentrations necessary to allow use of the combined waste stream formula of 403.6(e) in order to evaluate compliance with the pretreatment standards. Where an alternate concentration or mass limit has been calculated in accordance with 403.6(e)this adjusted limits along with supporting data shall be submitted to the Control Authority; d. Sampling and analysis shall be performed in accordance with 10.08.05(5). e. The Director may allow the submission of a baseline report which utilizes only historical data so long as the data provides information sufficient to determine the need for industrial pretreatment measures; ` 156 5-21 f. The baseline report shall indicate the time, date and place of sampling, and methods of analysis, and shall certify that such sampling and analysis is representative of normal work cycles and expected pollutant discharges to the POTW. 3. Compliance certification A statement reviewed by the user's authorized representative as defined in 10.08.01 and certified by a qualified professional indicating whether pretreatment standards are being met on a consistent basis, and, if not,whether additional operation and maintenance (O&M) and/or additional pretreatment is required to meet the pretreatment standards and requirements. 4. Compliance schedule If additional pretreatment and/or O&M will be required to meet the pretreatment standards,the shortest schedule by which the user will provide such additional pretreatment and/or O&M must be provided. The completion date in this schedule shall not be later than the compliance date established for the applicable pretreatment standard. A compliance schedule pursuant to this section must meet the requirements set out in Sec. 3.2 of this ordinance. 5. Signature and report certification All baseline monitoring reports must be certified in accordance with 10.08.03.2(1) of this ordinance and signed by an authorized representative as defined by 10.08.05(3.0)(B)(5). (Sec. 3.0) Compliance report Within 90 days following the date for fmal compliance by the user with applicable pretreatment standards or 90 days following commencement of the introduction of wastewater into the POTW by a New Source, any user subject to pretreatment standards or requirements shall submit to the Director a report indicating the nature and concentration of all prohibited or regulated substances contained in its discharge, and the average and maximum daily flow in gallons as described in 40 CFR 403.12(d). The report shall state whether the applicable pretreatment standards or requirements are being made a consistent basis and, if not, what additional O&M and/or pretreatment is necessary to bring the user into compliance with the applicable pretreatment standards or requirements. This statement shall be signed by a duly authorized representative of the user. Periodic compliance reports A. All SIUs subject to a pretreatment standard set forth in this ordinance, after the compliance date of such pretreatment standard, or, in the case of a new user, after commencement of the discharge to the city's facilities shall submit to the Director, a report indicating the nature and concentration, of prohibited or regulated substances in the effluent which are limited by the pretreatment standards hereof. 157 0 5-21 In addition this report shall include a record of all measured or estimated average and maximum daily flows during the reporting period reported in 10.08.05(3.1) hereof. Flows shall be reported on the basis of actual measurement,provided however, where cost or feasibility considerations justify,the Director may accept reports of average and maximum flows estimated by verifiable techniques. The Director,for good cause when considering such factors as local high or low flow rates,holidays,budget cycles, or other extenuating factors may authorize the submission of said reports on dates other than those specified above.All waste water reports must be signed by an authorized representative of the Industrial User and contain the following certification statement: "I certify under penalty of law that this document and all attachments were prepared under my direction or supervision in accordance with a system designed to assure that qualified personnel properly gather and evaluate the information submitted.Based on my inquiry of the person or persons who manage the system, or those persons directly responsible for gathering the information,the information submitted is,to the best of my knowledge and belief, true, accurate, and complete. I am aware that there are significant penalties for submitting false information, including the possibility of fine and imprisonment for knowing violations." Self monitoring by significant industrial users which indicates a violation shall notify the Director within 24 hours of being aware of the violation. The user shall repeat the sampling or monitoring within 30 days after being aware of the violation and shall report the results to the Department within that 30 day period. Re-sampling by the industrial user is not required if the department performs sampling at the user's facility at least once a month, or if the department performs sampling at the user between the time when the initial sampling was conducted and the time when the user of the department receives the results of this sampling, or if the department has performed the sampling and the analysis in lieu of the industrial user. B. Reports of users shall contain all results of sampling and analysis of the discharge, including the flow and the nature and concentration, or production and mass where required by the Director.The frequency of monitoring by the user shall be as prescribed in the applicable pretreatment standard of this ordinance. All analyses shall be performed in accordance with 40 CFR,Part 136 and amendments thereto, and sampling requirements shall comply with 40 CFR 403.12(g)(3) & (4). If a user subject to the reporting requirement in this section monitors any regulated pollutant at the appropriate sampling location more frequently than required by the Director,using the procedures prescribed in this section,the results of this monitoring shall be included in the report. 158 5-21 O (Comment: Where 40 CFR,Part 136 does not include a sampling or analytical technique for the pollutant in question, sampling and analysis shall be performed in accordance with sampling and analytical procedures approved by the approval authority or the U.S.EPA.) Note: All SIUs are required to submit periodic compliance reports. 1. Except as specified in 10.08.05(3.2) all significant industrial users must submit no less than twice per year(June and December, or on dates specified,)reports indicating the nature, concentration of pollutants in the discharge which are limited by pretreatment standards and the measured or estimated average and maximum daily flows for the reporting period. In cases where the pretreatment standard requires compliance with a Best Management Practice(BMP) or pollution prevention alternative,the user must submit documentation required by the Director or the pretreatment standard necessary to determine the compliance status of the user. 2. Annual certification by non-significant categorical industrial users. A facility determined to be a non-significant categorical industrial user pursuant to 40 CFR 403.3(v)(2)must annually submit the following certification statement, signed in accordance with the signature requirements in paragraph(1) of this section. This certification must O accompany any alternative report required by the control authority. Based on my inquiry of the persons directly responsible for managing compliance with the categorical pretreatment standards under 40 CFR, I, , certify that,to the best of my knowledge and belief that during the period from to (month, day,year): a) The facility described as (facility name)met the definition of a non-significant categorical industrial user as described in 40 CFR 403.3 (v)(2); b)The facility complied with all applicable pretreatment standards and requirements during this reporting period; and c)The facility never discharged more than 100 gallons of total categorical wastewater on any given day during this reporting period. This compliance is based on the following information: C. The Director may authorize an industrial user subject to a categorical pretreatment standard to forego sampling of a pollutant regulated by a categorical. Pretreatment standard if the industrial user has demonstrated through sampling and other technical factors that the pollutant is neither present nor expected to be present in the discharge, or is present only at background levels from intake water 159 5-21 and without any increase in the pollutant due to activities of the industrial user. (se 40 CFR 403.12(e)(2) This authorization is subject to the following conditions: 1. The waiver may be authorized where a pollutant is determined to be present solely due to sanitary wastewater discharged from the facility provided that the sanitary wastewater is not regulated by an applicable categorical standard and otherwise includes no process wastewater. 2. The monitoring waiver is valid only for the duration of the effective period of the permit(or other equivalent individual control mechanism),but in no case longer than three years. The user must submit a new request for the waiver before the waiver can be granted for each subsequent control mechanism. See 10.08.05 (2.4)(g). 3. In making a demonstration that a pollutant is not present,the industrial user must provide data from at least one sampling of the facility's process wastewater prior to any treatment present at the facility that is representative of all wastewater form all processes. 4. The request for a monitoring waiver must be signed in accordance with 10.08.01 (Definitions), and include the certification statement in 10.08.05 (3.2)(A) and(40 CFR 403.6(a)(2)(ii). 5. Non-detectable sample results may only be used as a demonstration that a pollutant is not present if the EPA approved method from 40 CFR Part 136 with the lowest minimum detection level for that pollutant was used in the analysis. 6. Any grant of the monitoring waiver by the Director must be included as a condition in the user's permit(or other control mechanism). The reasons supporting the waiver and any information submitted by the user in its request for the waiver must be maintained by the Director for three years after expiration of the waiver. 7. Upon approval of the monitoring waiver and revision of the user's permit by the Director,the industrial user must certify on each report with the statement in 10.08.05(3.2)(D)below,that there has been no increase in the pollutant in its waste stream due to activities of the industrial user. 8. In the event that a waived pollutant is found to be present or is expected to be present based on changes that occur in the user's operations,the user must immediately: Comply with the monitoring requirements of 10.08.05(3.2) or other more frequent monitoring requirements imposed by the Director, and notify the Director. 160 5-21 O 9. This provision does not supercede certification processes and requirements established in categorical pretreatment standards, except as otherwise specified in the categorical pretreatment standard. D. Certification of pollutants not present users that have an approved monitoring waiver based on 10.08.05(3.2)(C)(7)must certify on each report with the following statement that there has been no increase in the pollutant in its waste stream due to activities of the user(see 403/12(e)(2)(v). Based on my inquiry of the person or persons directly responsible for managing compliance with the pretreatment standard for 40 CFR (specify applicable nation pretreatment standard parts),I certify that,to the best of my knowledge and belief,there has been no increase in the level of (list pollutant(s))in the wastewaters due to the activities at the facility since filing of the last periodic report. (See. 3.2) 4 Reports of changed conditions Each user must notify the Director in advance of any significant changes to the user's operations or system which might alter the nature, quality, or volume of its wastewater at least ten days before the change. A. The Director may require the user to submit such information as may be deemed O necessary to evaluate the changed condition, including the submission of a wastewater discharge permit application under 10.08.05 (2.2) of this ordinance. B. The Director may issue an individual wastewater discharge permit under 10.08.05 (2.1) of this ordinance or modify an existing wastewater discharge permit under 10.08.05(2.3) of this ordinance in response to changed conditions or anticipated changed conditions. All industrial users shall promptly notify the Director in advance of any pollutants in their discharge which, if otherwise disposed of,would be a hazardous waste under 40 CFR,Part 261. All industrial users shall promptly notify the Director immediately of all discharges by the user that could cause interference or upset to the POTW, including any slug loading. (Sec. 3.) Monitoring Facilities Each significant industrial user shall provide and operate at the user's own expense, a monitoring facility to allow inspection,sampling, and flow measurement of each sewer discharge to the city's facilities. Each monitoring facility shall be situated on the user's premises, except where such a location would be impractical or cause undue hardship on the user,the Director may concur with the facility being constructed in the public street or sidewalk area providing that the facility is located so that it will not be obstructed by landscaping or parked vehicles. 161 O 5-21 There shall be ample room in or near such sampling facility to allow accurate sampling and preparation of samples for analysis. The facility, sampling and measuring equipment shall be maintained at all times in a safe and proper operating condition at the expense of the user. All monitoring facilities shall be constructed and maintained in accordance with all applicable local construction standards and specifications. Construction shall be completed within 120 days of receipt of permit by user. Inspection and Sampling The Director may inspect the monitoring facilities of any user to determine compliance with the requirements of this ordinance. Significant users shall be inspected and sampled at least once per year. The user shall allow the Director or its authorized representatives to enter upon the premises of the user at all reasonable hours,for the purposes of inspection, sampling, or records examination. The Director shall have the right to set up on the user's property such devices as are necessary to conduct sampling,inspection, compliance monitoring and/or metering operations. The Director shall have the right to an equal and identical portion of any bona fide sample(upon demand) collected by the user from waste streams being discharged ed to the POTW. The user shall have the right to an equal and identical g portion of any bona fide sample (upon demand) collected by the Director from waste streams being discharged to the POTW. The Director shall provide written notification to the user of the results of any and all analyses made with the sample. All analyses shall be compared to applicable pretreatment standards and discharge limits. All records and sampling shall be made with sufficient care to provide evidence admissible in any enforcement proceedings. Record of the details of all bona fide sampling shall be maintained in a Chain-of-Custody document which shall indicate type of sample collection, location of sample collection, all persons involved with the collection, conveyance, and testing of a sample,methods of sample preservation, and testing standard utilized. All wastewater samples must be representative of the user's discharge. Wastewater monitoring and flow measurement facilities shall be properly operated,kept clean, and maintained in good working order at all times. The failure of a user to keep its monitoring facility in good working order shall not be-grounds for the user to claim that sample results are unrepresentative of its discharge. Samples collected to satisfy reporting requirements must be based on data obtained through appropriate sampling and analysis performed during the period covered by the report, based on data that is representative of conditions occurring during the reporting period. The Director shall require that frequency of monitoring necessary to assess and assure compliance by the user with applicable pretreatment standards and requirements. A. Except as indicated in Section(B) and(C)below,the user must collect wastewater samples using 24 hour flow-proportional composite sampling techniques,unless time-proportional composite sampling or grab sampling is 162 5-21 authorized by the Director. All samples must be representative of the discharge. Using protocols (including appropriate preservation) specified in 40 CFR Part 136 and appropriate EPA guidance,multiple grab samples collected during a 24 hour period may be composited prior to the analysis as follows: for cyanide,total phenols, and sulfides. The samples may be composited in the laboratory or in the field;for volatile organics and oil and grease the samples may be composited in the laboratory. Composite samples for other parameters unaffected by the compositing procedures as documented in approved EPA methodologies may be authorized by Director as appropriate. In addition, grab samples may be required to show compliance with instantaneous discharge limits. (see 40 CFR 403.12(g)(3). B. Samples for oil and grease,temperature,pH, cyanide,total phenols, sulfides, and volatile organic compounds must be obtained using grab collection techniques. C. For sampling required in support of baseline monitoring and 90 day compliance reports required in 10.08.05(3) (403.12(b) and(d), a minimum of four(4) grab samples must be used for pH, cyanide,total phenols, oil and grease, sulfide and volatile organic compounds. For facilities for which historical sampling data do not exist; for facilities for which historical sampling data are available,the Director may authorize a lower minimum. For the reports required by 10.08.05(3.2) (403.12(e) and 403.12(h),the Director shall require the number of grab samples necessary to assess and assure compliance by industrial users with O applicable pretreatment standards and requirements. (see 40 CFR 403.12(g)(4). Confidential information Information and data furnished to the department with respect to the nature and frequency of discharge shall be available to the public or other governmental agency without restriction unless the user specifically requests at the time of submittal and is able to demonstrate to the satisfaction of the department that the release of such information would divulge information,processes or methods of production entitled to protection as trade secrets or proprietary information of the user. Each page containing confidential information shall be stamped with the words "confidential business information". When requested by a user furnishing a report,the portions of a report which may disclose trade secrets or secret processes shall not be made available for inspection by the public but shall be made available upon written request to governmental agencies for uses related to this ordinance,the National Pollutant Discharge Elimination System(NPDES)Pennit, State Disposal System permit and/or the pretreatment programs;provided,however,that such portions of a report shall be available for use by the state or any state agency in judicial review or enforcement proceedings involving the user furnishing the report. Waste water constituents and characteristics and other "effluent data" as defined by 40 CFR 2.302 will not be recognized as confidential information and will be available to the,public without restriction. Information specifically designated as and accepted by the department as being confidential, shall not be transmitted to any governmental agency by the department until and unless a ten-day notification is given to the user. (Ord.No. 2009-26, Sec. 5.) 163 0 5-21 10.08.06 Enforcement Emergency suspension of service and discharge permits The Director may,for good cause shown, suspend the wastewater treatment service and the Wastewater Discharge Permit of a user by the procedure set forth by a written enforcement response plan adopted by the Commission when it appears to the Director that an actual or threatened discharge presents or threatens an imminent or substantial danger to the health or welfare of persons, substantial danger to the environment,interfere with the operation of the POTW, or violates any pretreatment limits imposed by this ordinance.Any user notified of the suspension of the city's wastewater treatment service and/or the user's Wastewater Discharger Permit shall,within a reasonable period of time, as determined by the Director, cease all discharges. In the event of failure of the user to comply voluntarily with the suspension order within the specified time,the department shall take all lawful actions necessary to suspend the access of the user to the POTW. The Director shall reinstate the Wastewater Discharger Permit and/or the wastewater treatment service upon proof by the user of the elimination of the non-complying danger as set forth above. (Sec. 1) Revocation of permit The Director may revoke the permit,by the procedure set forth by a written enforcement response plan adopted by the Commission,of any user which fails to A. Factually report the wastewater constituents and characteristics of its discharge; B. Report significant changes in operations or in wastewater constituents or characteristics; C. Refuses reasonable access to the user's premises by representatives of the Director for the purpose of inspection or monitoring; D. Violates the conditions of its permit, or this ordinance, or any final judicial order entered with respect thereto; or E. Refuses to participate in the self-monitoring program as specified in the user's permit as provided for by this ordinance. (Sec. 2) Notification of violation-Administrative adjustment Whenever the Director finds that any user has violated or is violating any provision of this ordinance,waste water discharge permit, or any prohibition or limitation of the requirements contained herein,the Director shall serve or cause to be served upon such user a notice either personally or by certified mail,return receipt requested, stating the nature of the alleged violation. If the user fails to correct a violation within 15 days of receiving notice of the violation,the Director may issue an Administrative Order for the correction of the violation,however,the user is not relieved of the responsibility for unauthorized discharges which occur within the 15 day interval. Within 30 days of the date of 163.1 ! I 5-21 O receipt of the notice,the user shall respond personally or in writing to the Director advising of the user's position with respect to the allegations. This response shall include an explanation of the violation and a plan for the satisfactory correction and prevention thereof,to include specific required actions. Submission of this plan in no way relieves the user of liability for any violations occurring before or after receipt of the Notice of Violation. Thereafter,the parties shall meet to ascertain the veracity of the allegations and where necessary, establish a plan for the satisfactory correction thereof.Nothing in this section shall limit the authority of the Director to take any action,including emergency actions or any other enforcement action, without first issuing a Notice of Violation. This section does not apply to Section 10.08.06(1) actions. (Sec. 3) Show cause hearing Where violations of all applicable pretreatment standards are not corrected by timely compliance, as set forth by a written enforcement response plan adopted by the Commission,the Director may order any user which causes or allows conduct prohibited by Section 10.08.05(2)hereof,to show cause before the Director or its duly authorized representative,why the proposed permit revocation action should not be taken. A written notice shall be served on the user by personal service, or certified or registered mail,return receipt requested, specifying the time and place of a hearing to be held by the Director or its designee regarding the violation,the reasons why the enforcement action is to be taken, and the proposed enforcement action to be taken. The notice of the hearing shall be served no less than 15 days before the hearing. Service may be made on any agent, officer, or authorized representative of a user. The proceedings at the hearing shall be considered by the Director which shall enter appropriate orders with respect to the alleged improper activities of the user. Appeal of such orders may be taken by the user in accordance with applicable local or state law. (Sec. 4.) Consent orders The Director may enter into Consent Orders, assurances of voluntary compliance, or other similar documents establishing an agreement with any user responsible for non compliance. Such documents will include specific action to be taken by the user to correct the noncompliance within a time period specified by the document. Such documents shall have the same force and effect as administrative orders. (Sec. 5.) Judicial proceedings Following the entry of any order by the Director with respect to the conduct of a user contrary to the provisions of this ordinance or federal or state pretreatment requirements,the Attorney for the Commission or City may, following the authorization of such action by the city, commence an action for appropriate legal and/or equitable relief. (Sec. 6.) Enforcement actions-Annual publication A list of all industrial users which were the subject of enforcement proceedings pursuant to 10.08.06 of this ordinance during the twelve(12) previous months, shall be annually published by the Commission in the local newspaper summarizing the enforcement action taken against the users during the same twelve (12)months which were in significant non-compliance with applicable pretreatment requirements over that 12 month period. 163.2 Q 5-21 A pattern of non-compliance shall mean: A. Chronic violations of wastewater discharge limits, defined here as those in which sixty-six percent(66%) or more of wastewater measurements taken for the same pollutant parameter during a six(6)month period exceed(by any magnitude a numeric pretreatement standard or requirement,including instantaneous limits, as defined in 40 CFR 403.3(1); B. Technical Review Criteria(TRC)violations, defined here as those in which thirty three percent(33%) or more of wastewater measurements taken for each pollutant parameter during a six(6)month period equals or exceeds the product of the numeric pretreatment standard or requirement including instantaneous limits as defined 40 CFR 403.3(1)multiplied by the applicable criteria(1.4 for BOD, TSS, fats, oils and grease, and 1.2 for all other pollutants except pH); C. Any other violation of a pretreatment standard or requirement as defined by 40 CFE 403.3(1 (daily maximum, long-term average, instantaneous limit, or narrative standard)that the Director determines has caused, alone or in combination with other discharges,interference or pass through,including endangering the health of POTW personnel or the general public; OD. Any discharge of pollutants that has caused imminent endangerment to the public or to the environment, or has resulted in the Director's exercise of its emergency authority to halt or prevent such a discharge; E. Failure to meet,within ninety(90) days of the scheduled date, a compliance schedule milestone contained in a wastewater discharge permit or enforcement order for starting construction, completing construction, or attaining final compliance; F. Failure to provide within forty-five(45) days after the due date, any required reports,including baseline monitoring reports,reports on compliance with categorical pretreatment standard deadline,periodic self-monitoring reports, and reports on compliance with compliance schedules; G. Failure to accurately report noncompliance; or H. Any other violation(s)which may include a violation of Best Management Practices,which the Director determines will adversely affect the operation or implementation of the local pretreatment program. (Sec. 7.) 163.3 5-21 Right of appeal Any user or any interested party shall have the right to request in writing an interpretation or ruling by the Director on any matter covered by this ordinance and shall be entitled to a prompt written reply. In the event that such inquiry is by a user and deals with matters of performance or compliance with this ordinance or deals with Wastewater Discharge Permit issued pursuant hereto for which enforcement activity relating to an alleged violation is the subject,receipt of a user's request shall stay all enforcement proceedings, apart from emergency suspension enabled by 10.08.06.1 of this ordinance,pending receipt of the aforesaid written reply. User's appeal of any final judicial order entered pursuant to this ordinance may be taken in accordance with local and state law. (Sec. 8.) Operating upsets A. For the purposes of this section,upset means an exceptional incident in which there is unintentional and temporary non-compliance with categorical pretreatment standards because of factors beyond the reasonable control of the user. An upset does not include non-compliance to the extent caused by operational error, improperly designed treatment facilities,inadequate treatment facilities, lack of preventative maintenance, or careless or improper operation. B. An upset shall constitute an affirmative defense to an action brought for non- compliance with categorical pretreatment standards if the requirements of paragraph(C)below are met. C. A user who wishes to establish the affirmative defense of upset shall demonstrate, through properly signed, contemporaneous operating logs, or other relevant evidence that: 1. An upset occurred and the user can identify the cause(s) of the upset; 2. The facility was at the time being operated in a prudent and workman-like manner and in compliance with applicable operation and maintenance procedures; and 3. The user has submitted the following information to the Director within twenty-four(24)hours of becoming aware of the upset(if this information is provided orally, a written submission must be provided within five(5) days); a. A description of the indirect discharge and the cause of non- compliance; b. The period of non-compliance,including exact dates and times or, if not corrected,the anticipated time the non-compliance is expected to continue; and 163.4 (`✓) 5-21 0 C. Steps being taken and/or planned to reduce, eliminate and prevent recurrence of the non-compliance. D. In any enforcement proceeding,the user seeking to establish the occurrence of an upset shall have the burden of proof. E. Users shall have the opportunity for a judicial determination on any claim of upset only in an enforcement action brought for non-compliance with categorical pretreatment standards. F. Users shall control production of all discharges t the extent necessary to maintain compliance with categorical pretreatment standards upon reduction,loss, or failure of its treatment facility until the facility is restored or an alternative method of treatment is provided. This requirement applies in the situation where, among other things,the primary source of power of the treatment facility is reduced, lost, or fails. (Sec. 9.) The remedies provided for in this ordinance are not exclusive. The Director may take any, all or any combination of these actions against a non-compliant user. Enforcement of pretreatment violations will generally be in accordance with the department's enforcement response plan. However,the Director may take other action against any user when the circumstances warrant. Further,the Director is empowered to take more than one enforcement action against any non-compliant user. (Sec. 10.) 10.08.07 Penalties Surcharges Industrial users shall,in addition to normal sewer service charges,be assessed by the Director a separate surcharge to cover the additional cost of treatment when wastewater characteristics exceed local parameters of 250 mg/L for BOD5 and TSS. (Sec. 1.) Administrative penalties Significant industrial users may, in addition to normal sewer service charges,be assessed by the Director a separate administrative penalty when wastewater characteristics exceed parameters as established in the Industrial User's Permit. Any non-residential discharges exceeding the local limits established by the Director as provided for in 10.08.02(2.5) of this ordinance shall be considered non-complying discharges and a separate civil penalty shall be assessed by the Director for each parameter that is exceeded. The method of establishing said administrative penalties shall be that as provided by ordinance. Payment of said administrative penalties shall not be considered justification for said excessive discharges, or compensation for any damages caused by said excessive discharges.Further 163.5 5-21 provided,that payment of said administrative penalties shall not exempt the excessive user from actions taken by the Commission under Sec. 10.08.06 (2)of this Ordinance. (Sec. 2.) Additional penalties for recovery of costs Any user violating any of the provisions of this ordinance, or who discharges or causes a discharge producing a deposit or obstruction, or causes damage to or impairs the City's wastewater disposal system shall be liable to the department for any expense, loss or damage caused by such violation or discharge. The department shall bill the user for the costs incurred by the department for any cleaning,repair, or replacement work caused by the violation or discharge.Refusal to pay the assessed costs shall constitute a violation of this ordinance and that such violation and/or assessment shall then be determined by a court of competent jurisdiction. (Sec. 3.) Miscellaneous administrative fines The schedule of administrative fines and the conditions for their assessment shall be prepared by the Director and approved by the Commission. The amount of the fine may be escalating as approved by the Commission for continued or repeated violations. Fines shall not exceed a maximum of$1,000 per day per offense. Administrative fines shall be included with monthly sewer use fees. Users desiring to dispute administrative fines must file a written request for the Director to reconsider the fine along with full payment of the fine amount within 10 calendar days of its billing. Where the request has merit,the Director may convene a hearing on the matter. In the O event he user's appeal is successful,the payment shall be returned to the user. The decision of the Director may be appealed to the Commission at a regularly scheduled meeting or a special meeting of the Commission convened for that specific purpose. (Sec. 4.) Criminal and civil penalties When the Director finds that a user has violated any provision of this ordinance, or continues to violate, any provision of this ordinance, an individual wastewater discharge permit, or order issued hereunder, or any other pretreatment standard or requirement,the Director may petition the District Court of Crawford County,Arkansas,through the department's attorney for the issuance of a temporary or permanent injunction, as appropriate,which restrains or compels the specific performance of the individual wastewater discharge permit, order, or other requirement imposed by this ordinance on the activities of the user. The Director may also seek such other action as it appropriate for legal and/or equitable relief,including a requirement for the user to conduct environmental remediation. A petition for injunction relief shall not be a bar against, or a prerequisite for,taking any other action against a user. Any person who knowingly makes any false statement,representation or certification in any application,record,report,plan or other document filed or required to be maintained pursuant to this ordinance, or Wastewater Discharge Permit, or who falsifies,tampers with, or knowingly renders inaccurate any monitoring device or method required under this ordinance or 163.6 O 5-21 who shall violate this ordinance in any way upon being convicted of violating this ordinance, shall,be guilty of a misdemeanor and thereupon be fined no more$1,000 for each offense. Each day on which a violation shall occur or continues to occur shall be deemed to be separate and distinct offenses. In addition to the penalties herein provided,the department may recover reasonable attorney's fees, court costs, court reporters'fees and other expenses of litigation as restitution established by the court. (Sec. 5.) Limitations as to criminal and/or civil penalties That the department pursuant to this ordinance and in compliance with federal minimum requirements set out in 40 CFR 403.8(f)(1)(vi)(A) and in accordance with Act 884 of 1991 and its successor legislation, if any, shall have the authority to collect those civil and criminal penalties as set out in Van Buren Municipal Code Section 10.08.07 in a court of competent jurisdiction such civil and criminal penalties in an amount not to exceed$1,000 for each violation by industrial users of pretreatment standards or requirements.For the purpose of this subsection,each day of a continuous violation may be deemed a separate violation. (Sec. 7.) 10.08.08 Records retention All users subject to this ordinance shall retain and preserve for not less than three(3)years, any records,books, documents,memoranda,reports, correspondence and any and all summaries thereof,relating to monitoring, sampling and chemical analyses made by or in behalf of a user in connection with its discharge.Any industrial user subject to the reporting requirements of this ordinance shall make all monitoring records, including documentation associated with BMPs, available for inspection and copying by the Director.All records which pertain to matters which are the subject of administrative adjustment or any other enforcement or litigation activities brought by the department pursuant hereto shall be retained and preserved by the user until all enforcement activities have concluded and all periods of limitation with respect to any and all appeals have expired. (Ord.No. 2009-26, Sec. 8.) 10.08.09 Application of definitions For the purpose of this ordinance the definitions as set out in Van Buren City Ord.No.2009-26 and the definitions therein shall also apply to this ordinance. (Ord.No. 2009-27,, Sec. 1.) 10.08.10 Purpose The purpose of this ordinance is to establish surcharges and administrative penalties enabled under Van Buren Municipal Code 10.08.07. (Ord.No. 2009-27, Sec. 1.) 10.08.11 Administrative penalties Significant industrial dischargers may,in addition to normal sewer service charges and surcharges,be assessed by the Van Buren Municipal Utilities Commission a separate administrative penalty when wastewater characteristics exceed parameters herein established. Said administrative penalties shall be as follows: O 163.7 5-21 A. Biochemical Oxygen Demand $2.00 per pound of BOD5 discharged for waste strength concentrations discharged greater than the mass proportion limits as established by the Van Buren Municipal Utilities Commission for each significant industrial discharger permit, i.e. ($2.00) x(lbs.BOD—Limit) per 1000 gallons. B. Total suspended solids $2.00 per pound of TSS discharged for waste strength concentrations discharged greater than the mass proportion limits as established by the Van Buren Municipal Utilities Commission for each significant industrial discharger permit,i.e. ($2.00) x(lbs TSS—Limit)per 1000 gallons. C. pH $5.00 per thousand gallons for all dischargers for which the pH is greater than 11 or less than 5,i.e. ($5.00 per 1000 gallons. D. Fats, oils and greases $5.00 per pound of fats, oils, and greases for wastewater discharges exceeding 100 mg/1 of fats,oils and greases,i.e. ($5.00)x(FOG— 100)x(0.00834)per gallons. E. Other limited parameters Administrative penalties may be assessed for other pollutant parameters that are limited in concentration by the Van Buren Municipal Utilities Commission through ordinance or local discharge limits. $5.00 per 1000 gallons per parameter shall be charged for all wastewater exceeding the most recent local discharge limits set by the Van Buren Municipal Utilities Commission as authorized by ordinance. (Ord.No. 2009-27, Sec. 1.) 10.08.12 Surcharges Significant industrial dischargers shall in addition to normal sewer service charges and civil penalties be assessed by the Van Buren Municipal Utilities Commission a separate surcharge to cover the additional cost of treatment when wastewater characteristics exceed parameters herein established. A. Biochemical Oxygen Demand $0.50 per pound of BOD5 discharged for waste strength concentrations discharged greater than 250 mg/l,i.e. ($0.50)x(BOD-250)x(0.000834)per thousand gallons. B. Total suspended solids $0.50 per pound of TSS discharged for waste strength concentrations discharged greater than 250 mg/l,i.e. ($0.50)x(TSS-250)x(0.000834)per thousand gallons. (Ord.No.2009-27, Sec. 1.) 163.8 5-29 10.08.13 Samples The above charges may be based on sample test results by both the user and/or the Van Buren Municipal Utilities Commission or department. A split sample for the purpose of establishing charges shall be made available for use by the Commission or department upon written request: Final determination as to charges bases on test results other than appeal procedures shall be within the Van Buren Municipal Utilities Department. (Ord.No. 2009-27, See. 1.) 10.08.14 Waiver The city of Van Buren,Arkansas,by the establishment of such charges or the acceptance of any payments upon said charges shall not waive any right it has to proceed under any enforcement proceedings established under this ordinance or by the Van Buren Municipal Code 10.08.01 and following. (Ord.No.2009-27, Sec. 1.) CHAPTER 10.12 WATER AND SEWER RATES Sections: 10.12.01 Definitions 10.12.02 Water rates 10.12.03 Volume charge rates 10.12.04 Water meter service charge 10.12.05 Sewer rates 10.12.06 Determination of actual usage 10.12.07 Minimum fee 10.12.08 New residential customers 10.12.09 Outside user rate 10.12.10 Vacant property 10.12.01 Definitions When used in this ordinance,the term"Water for Resale" shall refer to water purchased by Van Buren's contract water users. The current contract water users of the Van Buren system are The Oak Grove Water Users Association, The Dora Water Users Association, and The Sequoyah County Water Users Association. (Ord.No. 91-10, Sec. 1.) 10.12.02 Water rates Effective January 1,2016,the following monthly minimum charges and volume charges are established as the rates for customers of the Van Buren Municipal Utility Water system of Van Buren. 164 5-29 Meter Size Minimum monthly charge Residential $4.75 1" $7.75 1 V2" $15.65 2" $27.5 0 Commercial %4 $4.75 1" $8.95 1 Y2" $19.75 2" $29.65 3" $65.50 4" $125.75 Industrial $7.85 1" $11.85 1 V2" $19.75 2" $29.65 3" $65.50 4" $175.75 6" $260.85 Water for resale 2" $29.65 3" $65.50 4" $175.75 6" $260.85 The charges for customers outside the city limits shall be one and one half(1 V2)times the rates for customers inside city limits. (Ord.No. 13-2015, Sec. 1.) 10.12.03 Volume charge rates The following volume charge rates and effective dates are established for customers of the Van Buren Municipal Utility Water System of the city of Van Buren: 165 5-29 Residential: Volume charges per 1,000 gal. Effective date $4.39 January 1, 2016 Commercial: Volume charges per 1,000 gal. Effective date $3.81 January 1,2016 Industrial: Volume charges per 1,000 gal. Effective date $3.54 January 1, 2016. Water for resale: Volume charges per 1,000 gal. Effective date $2.69 January 1, 2016 The charges for customers outside the city limits shall be one and one half(1Y2)times the rates for customers inside city limits. (Ord.No. 13-2015, Sec. 2.) 10.12.04 Water meter service charge In addition to the rates and charges established by this ordinance,the Municipal Utilities Commission,through their authorized representatives, is authorized and directed to cause.the$0.30 per active water meter service per month charge mandated by Act 292 of 2007,to be collected and to cause the sums collected to be paid to Arkansas State Health Department pursuant to Act 292 of 2007. (Ord.No. 13-2015, Sec. 2.) 10.12.05 Sewer crates That the monthly rates set forth below be, and they are hereby, fixed as the rates to be charged for sewer services furnished to customers of the Sewer System of the city of Van Buren, Arkansas (the `City"),which rates the City Council finds and declares to be reasonable and necessary minimum rates to be charged. Effective January 1, 2006,the rate shall consist of a minimum which shall be based upon the size of the meter necessary for each residence,business, industry-and.institution using the System and an additional actual usage rate of$2.25 per thousand gallons or fraction thereof, said rate to increase to $2.75 effective January 1,2007, and to further increase to $3.25 effective January 1,2008. (Ord.No. 2005-15, Sec. 1.) 165.1 5-29 10.12.06 Determination of actual usage Billed sewer usage shall be determined as follows: A. Residential customers billed sewer usage shall be based on an averaged winter consumption calculated from monthly water consumption for the immediately preceding months of November,December, January, February, and March. As to new residential customers who have not used the system for the winter months, billed sewer usage will be estimated based on available water consumption data, if water consumption data is not available,billed sewer usage will be the same as billed water consumption until an averaged winter consumption is calculated the following April,with the exception that; should a new customer's summer water consumption be higher than normal due to outdoor usage, the customer may request a reduction in billed sewer usage, such billing adjustments will be calculated on a case by case basis. Multifamily residential dwellings billed sewer usage shall be the same as the billed water consumption. B. Commercial, Institutional,Industrial customers billed sewer usage shall be based upon actual discharge into the sewer system where a properly installed, approved, and maintained flow meter is installed,by the customer, in the sewer service line so as to monitor actual sewer discharge. Where customers do not install a flow meter to monitor actual sewer discharge,billed sewer usage shall be the same as the billed water consumption, or an estimated amount where technical data, provided by the customer, demonstrates that such amounts of sewer are not !� discharged. (Ord.Nol2-2015, Sec. 2.) 10.12.07 Minimum fee Effective on the first day of January 1, 2016,the following monthly minimum charge and volume charge rates are established for all Van Buren Sewer System customers: Size of Meter(inches) Monthly Min. Charge Volume Char es/1000 Gal. 3/4" $8.06 $4.14 1" $14.20 $4.14 1 1/z" $19.87 $4.14 2" $58.81 $4.14 3" $296.17 $4.14 4" $394.18 $4.14 6" $590.18 $4.14 The charges for customers outside the city limits shall be one and one-half(1 Y2)times the rate for customers inside the city limits. (Ord.No. 12-2015, Sec. 1.) 166 i O S-37 10.12.08 New residential customers As to the new residential customers who have not used the system for the winter months as indicated, the Water and Sewer Department shall make the computation by taking in consideration such figures of actual water usage as are available, if any. Such estimates shall only be made for a period of one(1)year until an average monthly basis can be contained during the months above indicated. (Ord.No. 85-3, Sec. 4.) 10.12.09 Outside user rate All users of the sanitary sewer system outside the corporate limits of the city of Van Buren, Arkansas, shall pay one and one-half(1 V2)times the rate for customers inside the corporate limits. (Ord.No. 85-3, Sec. 5.) 10.12.10 Vacant property That vacant property not actually using the Sewer System may not be subject to sewer charges. The burden of showing non-use, and request for temporary omission of sewer charges,rest on the owner of the property. (Ord.No. 12-2015, Sec. 3.) CHAPTER 10.16 WATER AND SEWER TAPS Sections: 10.16.01 Ordinance Repealed 10.16.02 Water Tap and Connection Fees 10.16.03 Sewer Tap and Connection Fees 10.16.04 Street Crossing Fees 10.16.05 Plan Review Fees 10.16.01 Ordinance Repealed That Ordinance No. 26-2002 is hereby repealed. (Ord. No. 28-2022', Sec. 1) 10.16.02 Water Tap and Connection Fees: The following fees and charges will apply for water taps, connections,meter installations, and related services to the City of Van Buren Public Water System as described in Exhibit A. (Ord.No. 28-2022, Sec.2) Exhibit A Section 2: a.) Taps, connections, and meter installations to the City of Van Buren Public Water System five eights by three quarters of an inch (5/8"x 3/4") to two inches (2") constructed and installed by VBMU: �O 167 S-37 Meter Size Water Tap and Connection Fee 5/8 x 3/4 inch $600 plus predetermined cost overrun 1 inch $750 plus predetermined cost overrun 1 lh inch $3,000 plus predetermined cost overrun 2 inch $3,300 plus predetermined cost overrun Radio Read Unit where required) $175 plus predetermined cost overrun b.) In cases where taps, connections, and meter installations five eights by three quarters of an inch(5/8"x 3/4")to two inches (2") to the City of Van Buren Public Water System are not able to be constructed and installed utilizing existing VBMU personnel and equipment; the above Water Tap and Connection Fees,plus predetermined cost overrun will apply. Be it further provided that relocating existing water taps, connections,meters, and/or service lines necessitated by customer or developer work shall be at the expense of the customer or developer, at the lessor of a predetermined cost,including labor, equipment, and materials, or applicable Water Tap and Connection Fees and Street Crossing Fees. c.) Taps, connections, and meter installations to the City of Van Buren Public Water System three inches (3") and larger: 1. Taps, connections, and water meter installations to the City of Van Buren Public Water System three inches (3") and larger are to be constructed and installed by a competent applicably licensed contractor retained by the developer or customer, at the expense of the developer or customer, pursuant to the City of Van Buren Municipal Utilities Design Standards, Standard Specifications, and Standard Details for Water and Wastewater. A water meter will be provided by VBMU. The following Large Water Meter Fees will apply: Meter Size Large Water Meter Fee 3 inch $2,000 plus predetermined cost overrun 4 inch $3,800 plus predetermined cost oven-an 6 inch and larger Actual predetermined costs Radio Read Unit where required) $175 plus predetermined cost overrun 2. In cases where the developer or customer requests that a tap, connection, and water meter,installation to the City of Van Buren Public Water System three inches (3") and larger be constructed and installed by VBMU or a competent applicably Arkansas Licensed Utility Contractor retained by VBMU; the above Large Water Meter Fee, plus the following Large Water Tap and Connection Fees and applicable Street Crossing Fees will apply: 167.1 �� i �o S-37 Meter Size -Large Water Tap and Connection Fee 3 inch $30,000 plus predetermined cost overrun 4 inch $33,000 plus predetermined cost overrun 6 inch and larger Actual predetermined costs Radio Read Unit where required) $175 plus predetermined cost overrun 3. In cases of water meter vaults three inches (Y) and larger requiring a drain sump and pump pursuant to the City of Van Buren Municipal Utilities Design Standards, Standard Specifications, and Standard Details for Water and Wastewater, it shall be the responsibility of the customer to provide and maintain electrical service to the water meter vault at the customers expense. Failure to provide and maintain electrical service to the water meter vault may result in the termination of service. d.) In cases where the property to be served is across a state highway from the City of Van Buren Public Water System,the planned development is larger than a single family residence, or a normal single water tap, connection, street crossing, and service line is deemed not feasible or adequate by VBMU, the City, the Crawford County Road Department, the Arkansas Department of Transportation,the Arkansas Department of Health, or other approving authority; an extension or improvement of the City of Van Buren Public Water System may be required pursuant to the City of Van Buren Municipal Utilities Design Standards, Standard Specifications, and Standard Details for Water and Wastewater at the expense of the developer or customer. e.) In new subdivisions where the developer has constructed an extension or improvement to the City of Van Buren Public Water System, including the water tap, connection, and meter setter assembly,pursuant to the City of Van Buren Municipal Utilities Design Standards, Standard Specifications, and Standard Details for Water and Wastewater; VBMU will provide and install water meters, including basic repair and/or replacement of damaged meter box and lid at the time of meter installation, after relevant fees have been paid and a utility billing account has been established.Where a water service requires relocation or major repair before the water meter can be installed, an additional fee will be charged. The following Meter Set Fees and Meter Set Repair/Relocation Fees will apply: lO 167.2 5-37 to Meter Size Meter Set Fee Meter Set Repair/Relocation Fee 5/8 x 3/4 inch $250 $200 plus predetermined cost overrun 1 inch $300 $200 plus predetermined cost overrun 1 Y2 inch $1,300 $300 lus predetermined cost overrun 2 inch $1,500 $300 plus predetermined cost overrun Radio Read Unit where required) $175 plus predetermined cost overrun (Ord.No. 28-2022, Sec. 2) 10.16.03 Sewer Tap and Connection Fees: The following fees and charges will apply for sewer taps and connections to the City of Van Buren Public Sewer System as described in Exhibit A. (Ord.No. 28-2022, Sec. 3) Exhibit A Section 3: Sewer Tap and Connection Fees a.) Taps and connections to the City of Van Bureri Public Sewer System constructed and installed by VBMU: Size Sewer Tap and Connection Fee 4 inch $600.00 plus predetermined cost overrun 6 inch $700.00 plus predetermined cost overrun 8 inch and larger Actual predetermined cost b.) In cases where taps and connections to the City of Van Buren Public Sewer System are not able to be constructed and installed utilizing existing VBMU personnel and equipment; the above Sewer Tap and Connection Fee,plus predetermined cost overrun will apply.Be it further provided that the repair or relocating existing sewer taps, connections, and/or service lines necessitated by customer or developer actions shall be at the expense of the customer or developer, at the lessor of a predetermined cost, including labor, equipment, and materials, or applicable Sewer Tap and Connection Fees and Street Crossing Fees. c.) In cases where the property to be served is across a state highway from the City of Van Buren Public Sewer System,the planned development is larger than a single family residence, or a normal tap, connection, street crossing, and service line is deemed not feasible or adequate by VBMU, the City, the Crawford County Road Department,the Arkansas Department of Transportation,the Arkansas Department of Health, or other approving authority; an extension or improvement of the City of Van Buren Public Sewer System may be required pursuant to the City of Van Buren Municipal Utilities Design Standards, Standard Specifications, 167.3 5-37 and Standard Details for Water and Wastewater at the expense of the developer or customer. d.) It is the responsibility of the customer or building owner to clean,maintain, unclog,remove grease,roots, debris, and other blockages, and in the Building Sewer Service Line, as defined by the Arkansas Plumbing code as "That part of the drainage system that extends from the end of the building drain and conveys the discharge to a public sewer,private sewer, individual sewage disposal system or other point of disposal.", from the building to the City of Van Buren Public Sewer System connection. Where an existing Building Sewer Service Line is determined,by VBMU,to be broken, in or underneath a public street or public alley, excluding private drives,parking lots, or easements; at the customer's request,VBMU will excavate and repair the sewer service line. e.) In new subdivisions where the developer has constructed an extension or improvement to the City of Van Buren Public Sewer System, including the sewer tap, connection, and sewer service line,pursuant to the City of Van Buren Municipal Utilities Design Standards, Standard Specifications, and Standard Details for Water and Wastewater;it is the responsibility of the developer/builder to excavate the sewer service line and make the connection to the building sewer service. Be it further provided.that where a developer constructed sewer service requires location,relocation, or repair by VBMU before the building sewer service connection can be made; applicable Sewer Tap and Connection Fees and Street Crossing Fees will apply: (Ord.No. 28-2022, Sec. 3) 10.16.04 Street Crossing Fees: In addition to the above fees and charges for taps, connections, and related work to the City of Van Buren Public Water and Sewer System, the following Street Crossing Fees will apply if a street,road, highway, or alley crossing is required as described in Exhibit A. (Ord.No. 28-2022, Sec. 4) Exhibit A Section 4: Street Crossing Fees: a.) Open Cut Trenching Street Crossing Fees: Street Type Fee Per Linear Foot Paved Road or Alley $60 plus predetermined cost overrun Unpaved Road or Alley $35 plus redetermined cost overrun Curb or Sidewalk Replacement/linear foot $30 plus predetermined cost overrun 168 b.) Directional Bore Street Crossing Fees: 5-37 Directional Bore Street Crossing Fees if applicable)Fee Per Linear Foot 2 Inch Bore 4 Inch Bore 6 Inch Bore $40 plus predetermined cost $45 plus predetermined cost $50 plus predetermined cost overrun overrun overrun Curb or Sidewalk $30 plus predetermined cost overrun Replacement/linear foot c.) In cases where street crossings are not able to be installed utilizing existing VBMU personnel and equipment or the presence of rock,poor soils conditions, or excessive ground water is identified; the above Street Crossing Fees plus predetermined cost overrun will apply. (Ord.No. 28-2022, Sec. 4) 10.16.05 Plan Review Fees: See Exhibit A. (Ord.No. 28-2022, Sec. 5) Exhibit A Section 5: Plan Review Fees- In cases requiring a consultant to be retained by VBMU in order to complete a plan review or a City of Van Buren Public Water or Sewer System capacity availability review and determination: the following Plan Review Fees will apply. Plan Review Fees may be waived in (� cases where an appropriately licensed engineer,retained by the customer or developer,provides certification that the plans have been reviewed and determined to be in conformance with the City of Van Buren Municipal Utilities Design Standards, Standard Specifications, and Standard Details for Water and Wastewater and other applicable codes or regulations. Plan Review Fees Plan Review Fee Predetermined cost (Ord.No. 28-2022, Sec. 5) 168.1 S-14 CHAPTER 10.20 CONSERVATION AND RATIONING Sections: 10.20.01 Limiting water consumption 10.20.02 Definitions 10.20.03 Phase I 10.20.04 Phase II 10.20.05 Mayor has authority 10.20.06 Fine 10.20.07 Contracts 10.20.01 Limiting water consumption It is hereby determined that in order for the city of Van Buren to provide and maintain a sufficient and manageable water supply and distribution system for human consumption, sanitation, and fire protection, and to insure the safety and well being of the users of water provided by the City of Van Buren, it is necessary to manage water service demands on the water supply,transmission and distribution systems of the city of Van Buren by limiting water consumption through restrictions and prohibitions of the use of city water during certain times of the year as set out below. (Ord.No. 92-16, Sec. 1.) 10.20.02 Definitions For the purpose of this Ordinance, the following terms shall have the meanings given herein: A. "Users of Water" includes all persons and entities who use and/or purchase water provided by the distribution system of the city of Van Buren including Out of City Water Users. B. "Out of City Water Users" includes all persons and entities who purchase water from the City of Van Buren for individual use,re-sale and/or re-distribution outside the corporate limits of the city of Van Buren. (Ord.No. 92-16, Sec. 2.) 10.20.03 Phase I A. This section shall apply to all users of water from the city of Van Buren, Arkansas. An initial conservation phase (Phase I) shall go into effect when lake levels drop below 100% of capacity(above lowest intake valve), or June 1, whichever is later, and shall continue through October 31, or until lake levels and city storage reservoirs remain above 85% of capacity for five (5) consecutive days,whichever is later. �� 168.2 5-14 B. Phase I conservation measures shall consist of the following restrictions and prohibitions on the use of city water: 1. The following uses of water are permitted at locations with even- numbered addresses on even-numbered days of the month only and at locations with odd numbered addresses on odd-numbered days of the month only: Lawn watering,watering of shrubs,plants,trees and gardens;the washing of motor vehicles,trailers, airplanes or boats (not applicable to commercial car washes); filling swimming pools or fountains; and washing of building exteriors. 2. No person shall use water as provided for in Section 3(b)(1)to such an extent as to allow water to escape from his premises onto public property, such as alleys or streets,nor onto another person's property. 3. Golf course watering and other commercial irrigation from City sources shall be done only to the extent necessary to preserve turf and other plant life and at such times during the day as to minimize water loss due to evaporation. Q 4. The use of water from fire hydrants at any time for construction purposes, fire drills, or routine hydrant testing is prohibited. Only non-potable water may be used for dirt compaction, earth moving operations, or street base course construction. 5. The washing of sidewalks,walkways, driveways,patios,parking lots, concrete tennis courts, and other hard-surfaced areas by hosing or by use of water directly from faucets or other city sources is prohibited.Food processing and food service establishments may engage in such use of water only to the extent necessary to maintain and preserve the public health, and in compliance with any state or federal regulations. Restaurants and other food service establishments may hose or wash only walkways immediately adjacent to entrances and not beyond ten(10) feet of entrances and not beyond ten(10) feet of garbage facilities, food delivery or food serving areas. 6. No person shall irrigate or water lawns,turf, shrubs,plants,trees or gardens between the hours of 10:00 a.m. or 7:00 p.m. (not applicable to greens and tee boxes on golf courses). 7. The city shall have the authority to install flow restriction devices on those lines to contract water users which exceed their contractual 168.3 5-14 allocation. Installation of flow restriction devices shall require specific approval of the City Council of the city of Van Buren before installation. (Ord.No. 92-16, Sec. 3.) 10.20.04 Phase II A. This section shall apply to all users of water from the city of Van Buren, - Arkansas. An advanced conservation phase (Phase II) shall go into effect when the following conditions occur: 1. The total usable water storage above the lowest intake valves in the Fort Smith impoundment lakes decreases into a storage capacity of 50%. This phase shall be implemented under these conditions when the lake levels remain below these levels for three(3) consecutive days; OR 2. The total amount of water in Fort Smith`s water system storage reservoirs remains below 50%of total storage capacity for three (3) consecutive days. B. The Mayor, or his designated agent,is hereby authorized and directed to compile and record the data necessary to determine when the conditions of Section 4(a)(1) or(2) of this ordinance have been met. Upon such determination that the conditions have been met,the Mayor, or his designated agent, shall notify all users of water from the city of Van Buren,Arkansas,by any reasonable means, which may include,but are not limited to,media coverage,that the conditions of Section 4(a)(1) or(2) of this ordinance have been met and that the conservation measures of Phase II are in effect. The Mayor, or his designated agent,is hereby authorized and directed to ensure compliance with and enforcement with and enforcement of the Phase II conservation measures set forth in Section 4(c) below. C. Phase II conservation measures shall consist of Phase I measures plus the following restrictions and prohibitions on the use of city water: 1. The watering of shrubs,plants,trees and gardens is permitted only by hand held hose and should be limited to the minimum amounts necessary to sustain plant life. Such watering is permitted at locations with even numbered addresses on even numbered days of the month only and at locations with odd numbered addresses on odd numbered days of the month only sources is prohibited. 2. Golf course watering and other commercial irrigation from city sources shall be done only to the extent necessary to preserve turf and other plant 168.4 S-14 life. Golf courses are permitted to water only greens and tee boxes from city sources. Golf course fairway and rough watering and school football and baseball field watering from city sources is specifically prohibited. 3. All washing of motor vehicles,trailers, airplanes, boats or building exteriors is prohibited, except at commercial car washes and licensed commercial vehicle dealerships. Licensed commercial dealerships shall limit washing to Tuesday and Friday only. The filling of swimming pools or outdoor fountains and outdoor fountain operation is prohibited. D. The restrictions and prohibitions of Phase R shall be removed when the lake levels (above lowest intake valves) and water storage reservoir levels raise and remain above 60%for ten(10) consecutive days. E. The Mayor, or his designated agent,is hereby authorized and directed to compile and record the data necessary to determine when the conditions of Section 4(d) of this ordinance have been met.Upon such determination that the conditions have been met,the Mayor, or his designated agent, shall notify all users of water from the city of Van Buren,Arkansas,by any reasonable means,which may include, but is not limited to,media coverage,that the conservation measures of Phase II are no longer in effect. (Ord.No. 92-16, Sec. 4.) 10.20.05 Mayor has authority This section shall apply to all users of water from the city of Van Buren. Whenever an emergency exists as determined by the Mayor, or his designated agent,by reason of a shortage of water, limited distribution facilities or any other circumstances which make it necessary to immediately conserve water,there is hereby delegated to the Mayor, or his designated agent,the authority to implement the conservation measures of Phase I and/or Phase II and other conservation measures which are necessary to maintain potable water for essential public health and safety functions. These emergency measures shall remain in effect until the next regularly scheduled meeting or special meeting of the City Council at which time the Council shall decide whether it is necessary to continue the said measures. (Ord.No. 92-16, Sec. 5.) 10.20.06 Fine the.failure to comply with or a violation of any requirements contained in this ordinance by any user of water from the city of Van Buren,Arkansas,has hereby been declared to be unlawful, and any user of water subject to the jurisdiction of the city,upon being convicted of such unlawful act, shall be deemed guilty of a misdemeanor and shall be fined in accordance with the following schedule: 168.5 S-14 First Violation not less than$50.00 nor more than$200.00 Second Violation not less than$250.00 nor more than$500.00 Third Violation and Each subsequent Violation $500.00 (Ord. 92-16, Sec. 6.) 10.20.07 Contracts It is the policy of the city of Van Buren that Van Buren will not enter into contracts for the commercial resale of water additional to the existing contracts with its contract water users. With reference to the existing contracts with contract water users, it is the policy of the city of Van Buren to not permit increases in the contractual allocations of volumes of water to any contract user in excess of(1)the demonstrated,then current needs of the contract user or(2) 50%of the 1990 allocation for such contract user, whichever(of 1 or 2) is the lesser. Except for contracts for resale of water which may currently exist(which contracts shall be subject to the increased allocation limitations of the second sentence of this Section),no user (except contract water users) of the Van Buren water system shall enter into any contract for the commercial resale of water to another person or entity. (Ord.No. 92-16, Sec. 7.) CHAPTER 10.24 CROSS CONNECTION Sections: 10.24.01 Purpose 10.24.02 Definitions 10.24.03 Approving authority 10.24.04 Owner responsibilities 10.24.05 Retrofit of backflow preventers on domestic water service connection,fire protection service lines, and lawn irrigation service lines 10.24.06 Absence of backflow prevention assembly 10.24.07 New construction 10.24.08 Requirement policy 10.24.09 Periodic testing 10.24.10 Administrative fees 10.24.11 Temporary use backflow prevention assemblies 10.24.12 Reporting requirements 10.24.13 Records 10.24.14 Protection of backflow prevention assemblies 10.24.15 Powers and authorities of inspectors 10.24.16 Variance 10.24.17 Enforcement 168.6 "� I 5-14 10.24.01 Purpose The purpose of this ordinance is as follows: A. To protect the public potable water supply of Van Buren, Arkansas from the possibility of contamination or pollution by isolating within the customer's internal distribution system(s) or the consumer's private water system(s), and non-potable water system(s), such contaminants or pollutants which could backflow into the public potable water systems. B. To promote the elimination or control of existing cross connections, actual or potential,between the customer's potable water system(s) and nonpotable water systems,plumbing fixtures, and industrial piping systems. C. To provide for the maintenance of a continuing program of cross connection control that will systematically and effectively prevent the contamination or pollution of all potable water systems. (Ord.No. 96-2, Sec. 1.) 10.24.02 Definitions When used in this ordinance,the following terms shall have the stated meanings. Administrative Fees -A fee charged by the Van Buren Water and Sewer Department to cover necessary cost of service incurred from operation of the control of backflow and cross connections program. Approved-accepted by the Manager as meeting an applicable specification stated or cited in this ordinance, or as suitable for the proposed use. Approving Authority-Manager of the Van Buren Water, Sewer and Solid Waste Department or his designated agent. Auxiliary Water Supply- any water supply on or available to the premises other than the purveyor's approved public water supply will be considered an auxiliary water supply. These auxiliary waters may include water from another purveyor's public potable water supply or any natural source(s) such as a well, spring, fiver, stream, etc. or "used waters" or"industrial fluids'. These waters may be contaminated or polluted or they may be objectionable and constitute an unacceptable water source over which the water purveyor does not have sanitary control. Backflow-flow of water or other liquids,mixtures or substances,under positive or reduced pressure in the distribution pipes of a potable water supply from any source other than its intended source, caused by either backpressure or backsiphonage. Backflow Prevention Assembly-mechanical backflow prevention assembly assembled with shutoff valves, and provided as a complete assembly by a single manufacturer,used to prevent the flow of contaminants or pollutants 0- 168.7 5-1 into the city's water system. The assembly must have the approval of the Foundation for Cross Connection Control and Hydraulic Research at the University of Southern California, State of Arkansas Department of Health and the city. Backpressure- a condition in which the pressure in a non-potable system is greater than the pressure in the potable water distribution system. Backpressure will cause non-potable liquids to flow into the potable water distribution system through cross - connections. Backflow Prevention Device-mechanical backflow preventer without the shutoff valves,it does not have shutoff valve on either side of the backflow prevention mechanism.Any backflow prevention assembly without the shutoff valves is called a device Backsiphonage-reverse flow of liquid caused by a partial vacuum or negative pressure in the potable water distribution system,which may result fiom water line breaks, or high water demands for fire fighting purposes, etc. Board of Commissioners -Van Buren Water, Sewer, and Solid Waste Commission Bypass -any arrangement of pipes,plumbing, or hoses designed to divert the flow around an installed device or assembly through which the flow normally passes. Certified Assembly Testing Technician (Tester) -person certified by the Arkansas Department of Health as an assembly testing technician. O Certified Assembly Repairman Technician-person certified by the Arkansas Department of Health as an assembly repairman technician City-the city of Van Buren,Arkansas Containment-method of cross-connection control requiring a backflow prevention assembly at point of service connection to the city's water system Containment- substance that will impair the quality of the water to a degree that it creates a health hazard Cross-Connection-any physical connection or arrangement of piping or fixtures between two otherwise separate piping systems, of which one contains potable water and the other contains non-potable water or industrial fluids of questionable safety,through which, or because of which,backflow may occur into the potable water system. This would include any temporary connections, dummy section of pipe, swivel or change-over devices or sliding multipod tube Cross-Connections- Controlled-a connection between a potable water system with an approved backflow prevention assembly properly installed and maintained so that it will continuously afford the protection commensurate with the degree of hazard. 168.8 S-14 Cross -Connection Control by Containment-the installation of an approved backflow prevention assembly at the water service connection to any customer's premises where it is physically and economically unfeasible to find and permanently eliminate or control all actual or potential cross - connections within the customer's water system; or, it shall mean the installation of an approved backflow prevention assembly on the service line leading to and supplying a portion of a customer's water system where there are actual or potential cross -connections Which cannot be effectively eliminated or controlled at the point of cross- connection. Degree of Hazard- danger posed by a particular substance or set of circumstances. The term is derived from an evaluation of the potential risk to public health and the adverse effect of the hazard on the potable water system. Domestic-refers to plumbing as defined by the State of Arkansas Plumbing Code and is not associated with designated fire protection water service lines and systems. Double Check Valve Assembly(DCVA) -backflow prevention assembly consisting of two independently operating check valves,4 test cocks, and 2 shutoff valves. It is only appropriate for use against non-health hazards.DCVA can be subjected to backpressure. Fire Protection System-a fire protection system consists of pipes, sprinklers,valves, fixtures, fittings,ponds,tanks water storage vessels and fire hydrants that are intended and used exclusively for fire protection. Inspector-person authorized by the Approving Authority to perform inspections of Owner's facilities for the purpose to determining compliance with the city of Van Buren Cross- Connection Control Program. Isolation-method to confine a potential source of contamination to the non-potable system being served;to provide a backflow prevention mechanism at each actual or potential cross-connection. Lawn Irrigation System- consists of pipes, sprinklers,valves,fixtures,fittings,ponds, tanks and waterstorage vessels that are intended and used exclusively for the purpose of lawn irrigation. Multiple Services-two or more services. In the case that two or more water agencies are involved,the multiple service connections constitute and "auxiliary source" of water on the properly. New Construction- construction of a new facility, alteration or addition to an existing facility, or modification or addition to existing plumbing,fire protection, and lawn irrigation systems. O 168.9 5-14 Q Owner- "person" or "persons" who possess any interest in the structure or property to which such ownership relates. Pollution -means the presence of any foreign substance (organic,inorganic, or biological)in water which tends to degrade its quality so as to constitute a hazard or impair the usefulness or quality of the water to a degree which does not create an actual hazard to the public health but which does adversely and unreasonably affect such waters for domestic use. Program-the city of Van Buren Cross-Connection Control Program. Responsible Managing Employee(RME) - an individual or individuals who shall be designated by each company that plans, sells, installs,maintains, or services a fire protection sprinkler system on a full time basis to assure that each fire protection sprinkler system as installed,maintained, or serviced meets the standards as provided by state law. Reduced pressure Zone Assembly (RPZA or Reduced Pressure Principle Assembly- backflow prevention assembly consisting of four test cocks,two shutoff valves,two independently operating, spring loaded check valves with a reduced pressure zone between the checks. The zone contains a relief port which will open at atmosphere if the pressure in the zone falls within 2 psi of the supply pressure. The assembly provides protection against both backpressure and backsiphonage. Retrofit-replacement of an existing device or backflow prevention assembly when the specifications or condition of the device or assembly are not adequate for the degree of hazard found on the property as defined by this program. Shall-mandatory; "may" or"will" is permissive Water-Potable- any water which, according to recognized standards, is safe for human consumption. Water-Nonpotable-water which is not safe for human consumption or which is of questionable potability. Water-Service Connection-the terminal end of a service connection from the public potable water system; where the Water Purveyor loses sanitary control at its point of delivery to the customer's water system. If a meter is installed at the end of the service connection,then the service connection shall mean the downstream end of the meter. There should be no unprotected takeoffs from the service line ahead of any meter or any backflow prevention assembly located at the point of delivery to the customer' s water system. Service connection shall also include water service connections from a fire hydrant and all other temporary or emergency water service connections from the public potable water system 168.10 (� 10.24.03 Approving authority 5-14 The Public Water System(PWS)Regulations and the State Plumbing Code are complementary in protecting the consumer from contamination introduced through cross-- connections. The PWS Regulations basically are designed to protect the public water distribution system from contamination,while the Plumbing Code is designed to protect the private potable water plumbing, from backflows. Location of an approved properly functioning bacicflow preventer on the customer's service line will be sufficient to protect the public water distribution system from backflow, but this arrangement will not protect the users of the building potable water plumbing where the cross-connection occurs. Such a cross-connection control program is called a containment system, since any potential damage from a cross connection is contained within the plumbing of the facility where it occurs. To protect the users within the building itself, each device or plumbing fixture which contains a cross-connection must be individually protected by an approved cross-connection control device. This is what the State Plumbing Code currently requires, and such a program is referred to as an isolation program, since any contamination from a cross-connection is isolated to the plumbing device where the cross-connection occurs. The Approving Authority shall be responsible for the protection of the public potable water distribution system from contamination or pollution due to the backflow of contaminants through the water service connection. The Approving Authority shall take action as necessary to meet the goals of the program. If,in the judgment of the Approving Authority an approved backflow prevention assembly is required at the owner's water service connection for the safety of the public water system,the Approving Authority shall give notice in writing to the owner. On new installations,the Approving Authority will provide inspection and review of plans in order to determine if a backflow prevention assembly shall be required. For property with backflow prevention assemblies existing prior to the adoption of this program,the Approving Authority will perform a review of plans or inspection of property and inform the Owner in writing of any retrofit required,the method of achieving the retrofit, and the time allowed for the retrofit to be made. The Approving Authority will not allow any cross-connection to remain unless it is protected by an approved backflow prevention assembly which will be regularly tested to insure satisfactory operation, and the test results are submitted to the Van Buren Water, Sewer, and Solid Waste Department. 168.11 5-14 0 The Approving Authority shall inform the owner in writing, of any failure to comply. In the event the owner fails to comply with the necessary correction,the Approving Authority shall inform the owner in writing,that the water service to the owner's properly will be terminated. In the event that the owner informs the Approving Authority of extenuating circumstances as to why the correction has not been made, a time extension may be granted by the Approving Authority. If the Approving Authority determines at any time that a serious threat to the public health exists,the water service shall be terminated immediately. The Approving Authority shall allow only Certified Assembly Testing Technicians to test backflow prevention assemblies and only Certified Assembly Repairman Technicians to maintain and repair backflow prevention assemblies. Installation shall be accomplished by personnel licensed by the Arkansas Department of Health. A program for routine inspection shall be administered by the Approving Authority for hazardous water users. This program will continually assess the hazard water users pose to the water system and where warranted require an appropriate baclflow prevention assembly be installed. The Approving Authority shall bill an Administrative Fee to Owner for cost of services. Refusal to pay the assessed costs shall constitute a violation of this Ordinance and that said O violation and/or assessment shall then be subject to denial of or termination of water service. (Ord.No. 96-2, Sec. 3.) 10.24.04 Owner responsibilities The owner shall adhere to the requirements of the Approving Authority in their efforts to execute the program. The Owner shall: A. Eliminate all cross-connections or install an approved backflow prevention assembly on the property at the water service connection on the customer' s side of the water meter B. Retrofit unapproved existing backflow preventers should they be relocated, require more than minimal maintenance, or the operation or maintenance of the device/assembly constitutes a hazard to health. C. Correct any malfunction of the backflow prevention assembly. D.. Inform the Approving Authority of any proposed or modified cross connections and also any existing cross-connections of which the owner is aware but has not been identified by the Approving Authority. 168.12 S-14 E By-pass lines around any backflow prevention assembly shall require a backflow prevention assembly of the same type as the containment assembly. F. The owner shall insure the type backflow prevention assembly and manner of installation is approved by the Approving Authority. G. Notify the Approving Authority of any private well or other private water source. The Approving Authority may require the owner to install a backflow prevention assembly if a private water source is maintained, even if it is not cross-connected to the city's system. H. Advise the Approving Authority of any plumbing installed to provide potable water for domestic purposes which is on the city's side of the backflow prevention assembly. I. Pay all administrative fees and fees for testing and repair of backflow prevention assemblies. J. It shall be the duty of the owner/user at any premises where backflow prevention assemblies are installed to have certified inspections and operational tests made upon installation and at least once per year. In those instances where the Approving Authority deems the hazard great enough,he may require certified inspections and tests at more frequent intervals. These inspections and tests shall be at the expense of the water user and .shall be performed by the assembly manufacturer's representative,Van Buren Water Department personnel or by a certified tester approved by the Approving Authority. It shall be the duty of the Approving Authority to see that these tests are made in a timely manner. The owner/user shall notify the manager in advance when the tests are to be performed so that an official representative may witness the tests if so desired.These assemblies shall be repaired, overhauled or replaced at the expense of the owner- user whenever said assemblies are found to be defective.Records of such tests, repairs and overhauls shall be kept and made available to the Approving Authority. K. Install(2)two backflow prevention assemblies in parallel if uninterrupted water service is desired during testing or repair. L. After having been notified by the Approving Authority of a requirement for a backflow prevention assembly, shall submit,within the time specified by the Approving Authority,installation plans for approval and install an approved backflow prevention assembly at their expense; and,failure,refusal, or inability on the part of the customer to install,maintain, and have tested, any and all backflow prevention assemblies on.their property shall constitute grounds for O168.13 5-14 discontinuing owner's water service until such requirements have been satisfactorily met. M. Only master plumbers licensed by the state as Certified Assembly Repair Technicians shall accomplish repairs,installation and maintenance on domestic backflow prevention assemblies. N. New residential lawn irrigation systems shall be installed separately from the domestic service line, and the appropriate backflow prevention assembly shall be installed on the customer's side of the water meter. (Ord.No. 96-2, Sec. 5.) 10.24.05 Retrofit of backflow preventers on domestic water service connection,fire protection service lines, and lawn irrigation service lines Existing cross-connection control devices are not required to be replaced if they are not equipped with the necessary test cocks. If any such device is relocated, or requires more than minimal maintenance,the final backflow preventer shall meet Current requirements. However, the Approving Authority may require replacement of the device if it determines that the operation or maintenance of existing device constitutes a hazard to health.Devices shall be removed when directed by the Approving Authority to facilitate the installation of a required backflow prevention assembly. All presently installed backflow prevention assemblies which do not meet the o requirements of this program but were approved assemblies for the purposes described herein at the time of installation and which have been properly maintained, shall, except for the inspection and maintenance requirements,be excluded from the requirements of these rules so long as the Approving Authority is assured that they will satisfactorily protect the public water system. Whenever the existing assembly is moved from the present location or,requires more than the minimum maintenance or,when the Approving Authority finds that the operation or maintenance of this assembly constitutes a hazard to health,the assembly shall be replaced by an approved backflow prevention assembly. Where installation of an approved backflow prevention assembly is required it shall be installed adjacent to the property line on the owner's side or between the water meter and the building or the first branch of service. Any devices existing at this location shall be removed to facilitate installation of the required backflow prevention assembly. (Ord.No. 96,-2 Sec. 5.) 10.24.06 Absence of backflow prevention assembly An approved backflow prevention assembly shall be installed where the degree of hazard dictates. Time restraints will be established based on the degree of hazard. Installation plans shall be approved by the Approving Authority prior to the start of installation. Approved backflow prevention assemblies shall be installed at the owner's property line immediately after the meter if one is installed, or at other locations acceptable to the Approving Authority. (Ord.No. 96-2, Sec. 6.) 168.14 5-14 10.24.07 New construction New construction plans shall be submitted to the Approving Authority prior to desired installation date.Plan submission shall include detailed information as required by the Approving Authority. (Ord.No. 96-2, Sec. 7.) 10.24.08 Requirement policy No water service connection to any premises shall be installed or maintained by the Approving Authority unless the water supply is protected as required by State laws and regulations and this Ordinance Service of water to any premises shall be discontinued by the Approving Authority if a backflow prevention assembly,required by this Ordinance,is not. installed,tested and maintained, or if it is found that a backflow prevention assembly has been removed,by-passed, or if an unprotected cross-connection exists on the premises. Service will not be restored until such conditions or defects are corrected. The customer's system should be open for inspection at all reasonable times to the Approving Authority or his designated agent to determine whether cross-connections or other structural or sanitary hazards,including violations of these regulations, exist.When such a condition becomes known,the Approving Authority shall deny or immediately discontinue service to the premises by providing for a physical break in the service line until the owner user has corrected the condition(s)in conformance with State and City Statutes relating to plumbing and water supplies and the regulations adopted pursuant thereto. An approved backflow prevention assembly shall also be installed on each service line to a customer's water system at or near the property line or immediately inside the building being served; but in all cases,before the first branch line leading off of the service line wherever the following conditions exist: A. In the case of a premises having an auxiliary water supply which is not or may not be of safe bacteriological or chemical quality and which is not acceptable as an additional source by the approving authority,the public water system shall be protected against backflow from the premises by installing an approved backflow prevention assembly in the service line appropriate to the degree of hazard. B. In the case of premises on which any industrial fluids or any other objectionable substance is handled in such a fashion as to create an actual or potential hazard to the public water system,the public water system shall be protected against backflow fiom the premises by installing an approved backflow prevention assembly in the service line appropriate to the degree of hazard. This shall include the handling of process waters and waters originating from the utility system which have been subject to deterioration in quality. C. In the case of premises having (1)internal cross connections that cannot be permanently corrected or controlled, or, (2)intricate plumbing and piping 168.15 5-14 O arrangements or where entry to all portions of the premises is not readily accessible for inspection purposes,making it impracticable or impossible to ascertain whether or not dangerous cross-connections exist,the public water system shall be protected against backflow from the premises by installing an approved backflow prevention assembly in the water service line. Such installation shall be at the customer's expense, at the discretion of the Approving Authority. The type of backflow prevention assembly required in subsections 8.3.a,b, and c shall depend upon the degree of hazard which exists as follows: A. In the case of any premises where there is an auxiliary water supply as stated in subsection 8.3.a of this section and it is not subject to any of the following rules, the public water system shall be protected by an approved air-gap separation or an approved reduced pressure principle backflow prevention assembly. B. In the case of any premises where there is water or substance that would objectionable but not hazardous to health, if introduced into the public potable water system,the public water system shall be protected by an approved double check valve assembly. C. In the case of any premises where there is any material dangerous to health which O is handled in such a fashion as to create an actual or potential hazard to the public water system,the public water system shall be protected by an approved air-gap separation or an approved reduced pressure principle backflow prevention assembly. Examples of premises where these conditions will exist include sewage treatment plants, sewage pumping stations, chemical manufacturing plants, hospitals,mortuaries and plating plants. D. In the case of premises where there are "uncontrolled" cross-connections, either actual or potential,the public water system shall be protected by an approved air- gap separation or an approved reduced pressure principle backflow prevention assembly at the water service connection. E. In the case of any premises where,because of security requirements or other prohibitions or restrictions, it is impossible or impractical to make a complete in- plant cross - connection survey,the public water system shall be protected against backflow from the premises by either an approved air-gap separation or an approved reduced pressure principle backflow prevention assembly on each water service connection to the premises. 168.16 n S-14 Any backflow prevention assembly required herein shall be a model and size approved by the Approving Authority. The term "Approved Backflow Prevention Assembly" shall mean an assembly that has been manufactured in full conformance with the standards established by the American Water Works Association entitled: *AWE C506-84 Standards for Reduced Pressure Principle and Double Check Valve Backflow Prevention Devices; and,have met completely the laboratory and field performance specifications of the Foundation for Cross - Connection Control and Hydraulic Research of the University of Southern California established-by Specifications of Backflow Prevention Assemblies- Section 10 of the most current issue of the MANUAL OF CROSS - CONNECTION CONTROL, Said AWWA and FCCC&HR standards and specifications have been adopted by the Van Buren Water, Sewer and Solid Waste Department. Final approval shall be evidenced by a "Certificate of Approval" issued by an approved testing laboratory certifying full compliance with the said AWWA standards and FCCC&HR specifications. The following testing laboratory has been qualified by the Approving Authority to test and certify backflow preventers: Foundation for Cross - Connection Control and Hydraulic Research,University of Southern California University Park Los Angeles CA 90089 Testing laboratories other than the laboratory listed above will be added to an approved list as they are qualified by the Approving Authority. Backflow preventers which may be subjected to backpressure or backsiphonage that have been fully tested and have been granted a Certificate of Approval by said qualified laboratory and are listed on the laboratory's current list of Approved Backflow Prevention Assemblies" may be used without further laboratory tests or qualifications. (Ord.No. 96-2, Sec. 8.) 10.24.09 Periodic testing RPZAs and DCVAs shall be tested and inspected at least once annually. Periodic testing shall be performed by a Certified Assembly Testing Technician at the Owner's expense. Any backflow prevention assembly which fails a performance test shall be repaired or replaced. Upon completion of any necessary repairs the owner shall cause the backflow prevention assembly to be retested to insure correct operation. Water service shall be discontinued if a RPZA fails a test and cannot be repaired immediately. Copies of all repair, maintenance,testing and retesting reports shall be submitted to the Approving Authority. 168.17 5-14 Backflow prevention assemblies will be tested more frequently than specified in 9.1 above,in cases where there is a history of test failures and the Approving Authority determines that due to the degree of hazard involved,additional testing is warranted. Owner shall initiate testing and bear the cost of the additional tests. (Ord.No. 96-2, Sec. 9.) 10.24.10 Administrative fees The Van Buren Water, Sewer, and Solid Waste Commission shall adopt Administrative Fees which may include but not be].united to: Charges for administrating the Cross- Connection Control Program such as; A. Recovery costs B. Bookkeeping costs C. Recordkeeping costs D. Inspection costs E. Reporting costs The Administrative Fee will be in addition to fire line charges and other charges for water or sewer service. (Ord.No. 96-2, Sec. 10.) 10.24.11 Temporary use backflow prevention assemblies When using a public fire hydrant as a temporary water source, it shall be protected by a RPZA. The water user shall use a RPZA and a flow meter,which shall be obtained from the Approving Authodty. The water user O shall be charged a deposit for the RPZA and meter. In addition,water user shall pay for water usage. The Approving Authority shall install the RPZA and meter. The water user will notify the Approving Authodty to disconnect the RPZA and meter and return it when no longer needed or at the end of one year,whichever is sooner. If the RPZA and/or meter is lost or stolen the initial deposit shall be forfeited RPZAs and meters shall only be used at the site for which initially intended. (Ord.No. 96-2, Sec. 11.) 10.24.12 Reporting requirements The owner shall be responsible for properly filing reports with the Approving Authority for each required backflow prevention assembly. In addition to the administrative reports, any failure,removal,modification or replacement of an RPZA or suspected backflow shall be reported immediately by telephone to the Approving Authodty. Performance tests,replacement,repair and maintenance reports shall be filed within two calendar days. (Ord.No. 96-2, Sec. 12.) 10.24.13 Records The owner shall keep records for each assembly. Installation drawings, manufacturer,model, sedal number, date installed, and schedule of preventive maintenance and technical data are the minimum record requirements. (Ord.No. 96-2, Sec. 13.) 168.18 a I 5-14 0 10.24.14 Protection of backflow prevention assemblies No unauthorized person shall maliciously,willfully, or negligently break, damage, destroy, uncover, deface or tamper with any structure, appurtenance or equipment which is a part of the backflow prevention assembly. No person,without first obtaining written consent from the Approving Authority, shall cover a backflow prevention assembly vault with earth or pavement, or otherwise render it inaccessible. (Ord.No. 96-2, Sec. 14.) 10.24.15 powers and authorities of inspectors The Approving Authority,representatives retained by the Van Buren Water, Sewer and Solid Waste Department and other duly employees of the city bearing proper credentials and identification shall be permitted to enter all properties for the purposes of inspection, observation and testing to verify adherence to the provisions of this ordinance. The Approving Authority or their designated representative shall have no authority to inquire into any processes including metallurgical, chemical, oil refining, ceramic, paper or other industries beyond that point having a direct bearing on the determination of the degree of hazard.Authorized personnel shall have authority to inspect and copy records pertaining to the threat of a hazard to the City Water System. The owner's property shall be available for inspection at all reasonable times to authorized representatives of the Approving Authority to determine whether cross connections or other structural or sanitary hazards, including violations of these regulations, exists.(Ord.No. 96-2, Sec. 15.) 10.24.16 Variance Request for deviation or relief from any of the provisions of this program shall be submitted in writing to the Approving Authority. The Approving Authority shall not deviate from the provisions of this ordinance,but may grant a variance in areas not addressed by ordinance if not in conflict with the spirit and intent of the Cross-Connection Control Program. Request for use of other than approved backflow prevention assemblies shall be accompanied by technical data. No action shall be taken on the part of the owner to proceed with any construction or installation of which a request for deviation has been submitted,without the written permission of the Approving Authority. 10.24.17 Enforcement Any owner found in violation of any of the provisions of this ordinance, shall be served by the Approving Authority with written notice stating the nature of the violation, describing the penalty applicable to the violation and providing a reasonable time limit for the satisfactory 168.19 5-14 correction thereof. The offender shall,within the period of time stated in such notice, permanently cease all violations. The owner may deliver by certified mail to the Approving Authority,within five (5) days of receipt of such notice, a written request for a hearing before the Approving Authority at which hearing the owner shall be given an opportunity to show cause why the notice should be rescinded or modified. Any notice issued pursuant to this subsection may provide one or more of the following penalties: A. A civil penalty of not more than$1,000.00 for each violation of the ordinance, and each day of a continuing violation may be deemed a separate violation; and, B. A compliance directive with time schedule mandating procedures which would bring the owner into compliance with this ordinance within the designated time schedule, or termination of water service upon noncompliance with the compliance directive time schedule; and, C. Termination of water service to the owner. The Approving Authority shall utilize this ordinance and the Cross Connection Program, which is passed by the Van Buren City Council and adopted by the Board of Commissioners on the effective date of this ordinance, and confirmed hereby, in(1)the initial issuance of penalties 0 set forth in notices issued pursuant to this subsection and(2)in the administrative adjustment or amendment to any such penalty as a result of a hearing requested by the owner pursuant to the provisions of this sub-section.No action to terminate an owner's water service shall be final until the Approving Authority has given notice,unless it has been determined that to continue to provide water service would endanger the public health, due to possible contamination of the city water system. This situation would constitute grounds for immediate termination of applicable water service to the property. Any person violating the provisions of the ordinance shall become liable to the Van Buren Water, Sewer, and Solid Waste Department for any expense, loss or damage occasioned the Van Buren Water, Sewer, and Solid Waste Department by reason of such violation. The listing of penalties in this Section shall not preclude other appropriate judicial remedies available with reference to any violation of this ordinance. In particular,the city may petition any court of competent jurisdiction to grant injunctive or other legal or equitable relief by reason of a violation.No judicial action against an owner to collect a civil penalty for violation of shall be commenced without a majority vote of the Board of Commissioners of the Van Buren Water, Sewer and Solid Waste Department(Ord.No. 96-2, Sec. 17.) 168.20 S-17 CHAPTER 10.28 UTILITY ASSISTANCE PROGRAM Sections: 10.28.01 Established 10.28.02 Availability 10.28.03 Eligibility 10.28.04 Forms 10.28.05 Notification 10.28.06 Income table 10.28.01 Established There is hereby established a utility assistance program entitled Project Concern hereinafter referred to as the program. (Ord.No. 2002-6, Sec. 1.) 10.28.02 Availability The program is available to all persons who use utility services for residential purposes solely. (Ord.No. 2002-6, Sec. 2.) 10.28.03 Eli 'big ility_ The following eligibility requirements must be met, in addition to the requirements in 10.28.02,in order to participate in the program. A. The applicant's utility account must be in the applicant's legal name. B. Applicants applying for the program must furnish the department a current copy of his or hers federal and state tax return. If applicant is not required to file a tax return then they will be required to sign an affidavit stating all income and the source of that income. The applicant will be required to furnish the department this information by April 306'of each year. If the department isn't furnished this information by April 30t',then the applicant will be terminated from the program. C. The applicant will be required to keep their utility bill current, failure to do so shall cause the applicant to be ineligible for the program. (Ord.No. 2002-6, Sec. 3.) 10.28.04 Forms Customers who have been approved to participate in the program who move from one address to another must apply for continued participation in the program prior to moving to the new address. Each application shall meet all requirements established in 10.28.02 and 10.28.03. All customers wishing to receive continuing assistance shall meet all requirements established in 10.28.03. The forms for application shall be approved in advance by the Van Buren Municipal Utilities. The Van Buren Municipal Utilities Manager or his designated agent shall confirm or reject all such determinations of eligibility for the program. (Ord.No. 2002-6, O Sec.4.) 168.21 5-21 O 10.28.05 Notification Any person whose eligibility for the program is denied shall be notified in writing. Such persons shall have a period of ten(10) days to request in writing further viewing before the Utilities Commission. At such time the applicant shall be entitled to present any desired information regarding the eligibility question. (Ord.No. 2002-6, Sec. 5.) 10.28.06 Income table The following income table will be adopted by the department and will be reviewed and adjusted if necessary every two years. If applicant qualifies for the program,the following discounts will be applied to their utility bill. Meter Base Charge 50% $2.38 Unit Charge up to 5,000 gallons 50% 1.30 Sewer Base Charge 40% 3.53 Sanitation Charge 25% 7.64 Size of Family Income One person 13,700 Two persons 15,650 Three persons 17,600 Four persons 19,500 Five persons 21,100 Six persons 22,700 Seven persons 24,250 Eight persons 25,800 (Ord.No. 2002-6, Sec. 6.) CHAPTER 10.30 IDENTITY THEFT PREVENTIONPROGRAM Sections: 10.3 0.01 Title 10.30.02 Purpose 10.30.03 Definitions 10.30.04 Findings 10.30.05 Red flags 10.30.06 Red proof of identity 10.30.07 Red confidentiality of applications and account information 168.22 O S-21 10.30.08 Red access to utility account information 10.30.09 Red credit card transactions 10.30.10 Red suspicious transactions, 10.30.11 Notification of law enforcement 10.30.12 Third-party service providers 10.30.13 Compliance officer and training 10.30.14 Annual report 10.30.01 Title This chapter shall be known as the Van Buren Identity Theft Prevention Program. (Ord.No. 2008-25, Sec. 1.) 10.30.02 Purpose The purpose of this chapter is to comply with 16 CFR 681.2 in order to detect,prevent and mitigate identity theft by identifying and detecting identity theft red flags and by responding to such red flags in a manner that will prevent identity theft. (Ord.No. 2008- 25, Sec. 2.) 10.30.03 Definitions For purposes of this chapter,the following definitions apply: City means the city of Van Buren,Arkansas. Covered account means A. An account that a financial institution or creditor offers or maintains,primarily for personal,family,or household purposes,that involves or is designed to permit multiple payments or transactions, such as a credit card account,mortgage loan, automobile loan,margin account, cell phone account,utility account, checking account, or savings account; and B. Any other account that the financial institution or creditor offers or maintains for which there is a reasonably foreseeable risk to customers or to the safety and soundness of the financial institution or creditor from identity theft,including financial, operational, compliance,reputation, or litigation risks. Credit means the right granted by a creditor to a debtor to defer payment of debt or to incur debts and defer its payment or to purchase property or services and defer payment therefore. Creditor means any person who regularly extends,renews, or continues credit; any person who regularly arranges for the extension,renewal, or continuation of credit; or any assignee of an original creditor who participates in the decision to extend,renew, or continue credit and includes utility companies and telecommunications companies. 168.23 5-21 Customer means a person that has a covered account with a creditor. Identity theft means a fraud committed or attempted using identifying information of another person without authority. Person means a natural person, a corporation, government or governmental subdivision or agency,trust, estate,partnership, cooperative, or association. Personal identifying information includes but is not limited to a person's credit card account information, debit card information bank account information and drivers' license information and for a natural person includes their social security number,mother's birth name, and date of birth. Red flag means a pattern,practice, or specific activity that indicates the possible existence of identity theft. Service provider means a person that provides a service directly to the city. (Ord.No. 2008-25, Sec. 3.) 10.30.04 Findings The Federal Trade Commission(FTC)requires every utility, including public water and sewer systems, such as the Van Buren Water and Sewer Department, to implement an Identity Theft Prevention Program(ITPP). The FTC requirements and regulations are necessary because of 114 of the Fair and Accurate Credit Transactions Act (FACTA). The FTC has set forth the ITPP requirement in 16 CFR 681.2. Identity theft is defined as a fraud committed or attempted using identifying information of another person without authority. The city of Van.Buren adopts the program set forth in this chapter to comply with FTC rules and regulations. In drafting its ITPP,the city has considered: A. The methods it provides to open its accounts; B. The methods it provides to access its accounts; and C. Its previous experiences with identity theft. Based on these considerations,the City Council hereby determines that the City Water and Sewer Department is a low to moderate risk entity, and as a result develops and implements the streamlined ITPP set forth hereto. Further,the city determines that the only covered accounts offered by the city are those under its water and sewer utilities. (Ord.No. 2008-25, Sec. 4.) 10.30.05 Red flags The FTC regulations identify numerous red flags that must be considered in adopting an ITPP. The FTC has defined a red flag as a pattern,practice, or specific activity that indicates the possible existence of identity theft. The city identifies the following red flags from the examples provided in the regulations of the FTC. 168.24 O I 4 � S-21 A. Notifications from consumer reporting agencies The city does not request, receive, obtain or maintain information about its utility customers from any consumer reporting agency. B. Suspicious documents—Possible red flags include: 1. Presentation of documents appearing to be altered or forged; 2. Presentation of photographs or physical descriptions that are not consistent with the appearance of the applicant or customer; 3. Presentation of other documentation that is not consistent with the information provided when the account was opened or existing customer information; 4. Presentation of information that is not consistent with the account application; or 5. Presentation of an application that appears to have been altered,forged, destroyed, or reassembled. C. Suspicious personal identifying information—Possible red flags include: 1. Personal identifying information is being provided by the customer that is not consistent with other personal identifying information provided by the customer or is not consistent with the customer's account application; 2. Personal identifying information is associated with known fraudulent activity; 3. The social security number(if required or obtained)is the same as that submitted by another customer; 4. The telephone number or address is the same as that submitted by another customer; 5. The applicant's failure to provide all personal identifying information requested on the application; or 6. The applicant or customer's inability to provide authenticating information beyond that which generally would be available to a consumer. Oi 168.25 5- C. Unusual use of or suspicious activity related to an account—Possible re red flags include: 1. A change of address for an account followed by a request to change the account holder's name; 2. A change of address for an account followed by a request to add new or additional authorized users or representatives; 3. An account is not being used in a way that is consistent with prior use (such as late or no payments when the account has been timely in the past); 4. A new account is used in a manner commonly associated with known patterns of fraudulent activity(such as customer fails to make the first payment or makes the first payment but no subsequent payments); 5. Mail sent to the account holder is repeatedly returned as undeliverable; 6. The city receives notice that a customer is not receiving his paper statements; or 7. The city receives notice of unauthorized activity on the account. O E. Notice regarding possible identi y theft—Possible red flags include: notice from a customer, an identity theft victim,law enforcement personnel or other reliable sources regarding possible identity theft or phishing related to utility accounts. (Ord.No. 2008-5, Sec. 5.) 10.30.06 Red proof of identity Any person or entity opening a utility account shall provide a complete application and provide satisfactory evidence of their identity and/or address. Said proof may include but not be limited to: a valid driver's license,passport, state,federal, employer, or school-issued identification card, or military identification card. The required application must be completed in its entirety and must be signed in order to establish a utility account. (Ord.No. 2008-5, Sec. 6.) 10.30.07 Red confidentiality of applications and account information All personal information,personal identifying information, account applications and account information collected and maintained by the city shall be a confidential record of the city and shall not be subject to disclosure unless otherwise required by state or federal law. Additionally, any employee with access to utility customers' personal information, account applications or account information shall be required to keep such information in confidence and protect the privacy of customers, and may be required to execute and abide by a written confidentiality and non- disclosure policy. (Ord.No. 2008-5, Sec. 7.) 168.26 O 5-21 10.30.08 Red access to utility account information Access to utility account information shall be limited to employees that provide customer service and technical support to the city's utilities. Any computer that has access to utility customer account or personal identifying information shall be password protected and all computer screens shall lock after no more than fifteen(15)minutes of inactivity. All paper and non-electronic based utility account or customer personal identifying information shall be stored and maintained in a lock room or cabinet and access shall only be granted by the compliance officer or his/her designee, or in the alternative shall be scanned for secure,password protected, digital storage, and then shredded. (Ord.No. 2008-5, Sec. 8.) 10.3 0.09 Red credit card transactions In the event credit cards are added as a payment option for utility accounts, all internet or telephone credit card payments shall only be processed through a third-party service provider which certifies that it has an identity theft prevention program operating and in place. Credit card payments accepted in person shall require a reasonable connection between the person or entity billed for the utility services and the credit card owner. (Ord.No.2008-5, Sec. 9.) 10.30.10 Red suspicious transactions Suspicious transactions include but are not limited to the presentation of incomplete applications;unsigned applications;payment by someone other than the person named on the utility account;presentation of inconsistent signatures, addresses or identification. Suspicious transactions shall not be processed and shall be immediately referred to the Compliance Officer. (Ord.No. 2008-5, Sec. 10.) 10.30.11 Notification of law enforcement The Water Superintendent/Director shall use his/her discretion on whether to report suspicious transactions to the Police Department or other appropriate law enforcement. (Ord.No. 2008-5, Sec. 11.) 10.30.12 Third-party service providers All transactions processed through a third-party service provider shall be pennitted only if the service provider certifies that it has complied with the FTC regulations and has in place a consumer identity theft prevention program. (Ord.No. 2008-5, Sec. 12.) 10 30 13 Compliance Officer and training The Compliance Officer for this ITPP and chapter shall be the Water Superintendent/Director or his/her designee. The Compliance Officer shall conduct training of all city utility employees that transact business with customers of the city's utilities. The Compliance Officer shall periodically review this program and recommend any necessary updates to the City Council. (Ord.No. 2008-5, Sec. 13.) 10.30.14 Annual report An annual report, as required by FTC regulations, shall be provided by the Water and Sewer Department Superintendent/Director to the Mayor and City Council. The contents of the annual report shall address and/or evaluate at least the following: 168.27 s-21 A. The effectiveness of the policies and procedures of the city in addressing the risk of identity theft in connection with the opening of utility accounts and with respect to access to existing utility accounts; and B. Software, credit-card processing, and service provider arrangements; and C. Any incidents involving identity theft, or suspected identity theft,with utility accounts and the city's remedial response; and D. Any changes, or proposed changes,in methods to identify identity theft and/or to prevent identity theft; and E. Any recommendations for changes or modifications to the city's ITPP. (Ord.No. 2008-5, Sec. 14.) 168.28